DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Landmark Financial Advisors, LLC

Former SEC-registered adviserBowling Green, KentuckyCRD 129435SEC 801-62582IAPD
Latest filing Oct 9, 2023
First filing on the tape Jan 30, 2012 · 31 filings
RAUM
$504M
reported, Item 5.F
Discretionary
87%
of RAUM
Private clients
95%
$477M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$504M as of Mar 7, 2023
Jan 30, 2012$147M then
HNW client RAUM$400M as of Mar 7, 2023
Mar 7, 2018$230M then
State-registered IARs (5.B.3)6 as of Mar 7, 2023
Jan 30, 20120 then
Employees (5.A)8 as of Mar 7, 2023
Jan 31, 20136 then
Private funds: no history
RAUM +4.6% over the last fiscal year+11% a year over threeIARs 4 to 6
Practice profile
derived from the filing of Oct 9, 2023; every figure names its basis
RAUM per advisor
$83.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
83derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.1MderivedHNW RAUM over HNW clients
Average account
$346,893derivedRAUM over accounts (5.F.2.f)
Discretionary
87%derivedof RAUM
Institutional
2.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
6.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.6%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.8%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$193M, 261 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$400M80%
  • Individuals$76.3M15%
  • Pension and profit-sharing plans$10.9M2.2%
  • Corporations and businesses$8.0M1.6%
  • Charitable organizations$1.9M0.4%
Individual clients
364reported
HNW clients
131reported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
1,452reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$193M for 261 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H William Borders · Treasurer And Secretarycontrol
      since 05/2004 · owns less than 5%
    • Brent Lewis Mason · President / Chief Compliance Officercontrol
      since 05/2004 · owns less than 5%
    • H William Borders · Ownercontrol
      since 10/2019 · owns 50% to 75% of Lfa Partners Inc.
    • Brent Lewis Mason · Ownercontrol
      since 10/2019 · owns 50% to 75% of Lfa Partners Inc.
    Entity owners
    • Lfa Partners Inc. · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Bowling Green, Ky · principal000
    Nashville, Tn000
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,325 to 1,452
      Mar 30, 2022 to Mar 7, 2023
    • Advisory employees · 4 to 6
      Mar 30, 2022 to Mar 7, 2023
    • Charity clients · 1.0 to unset
      Mar 30, 2022 to Mar 7, 2023
    • HNW clients · 119 to 131
      Mar 30, 2022 to Mar 7, 2023
    • Individual clients · 372 to 364
      Mar 30, 2022 to Mar 7, 2023
    • Assets in custody · $228M to $193M
      Mar 30, 2022 to Mar 7, 2023
    • Employees · 6 to 8
      Mar 30, 2022 to Mar 7, 2023
    • Financial planning clients · 101-250 to 0
      Mar 30, 2022 to Mar 7, 2023
    • State-registered IARs · 4 to 6
      Mar 30, 2022 to Mar 7, 2023
    • Discretionary RAUM · $447M to $439M
      Mar 30, 2022 to Mar 7, 2023
    • HNW RAUM · $376M to $400M
      Mar 30, 2022 to Mar 7, 2023
    • Individual RAUM · $83.3M to $76.3M
      Mar 30, 2022 to Mar 7, 2023
    • Non-discretionary RAUM · $34.0M to $64.5M
      Mar 30, 2022 to Mar 7, 2023
    • Pension RAUM · $12.6M to $10.9M
      Mar 30, 2022 to Mar 7, 2023
    • RAUM · $481M to $504M
      Mar 30, 2022 to Mar 7, 2023
    • Accounts · 1,212 to 1,325
      Jul 28, 2021 to Mar 30, 2022
    • HNW clients · 109 to 119
      Jul 28, 2021 to Mar 30, 2022
    • Individual clients · 342 to 372
      Jul 28, 2021 to Mar 30, 2022
    • Assets in custody · $181M to $228M
      Jul 28, 2021 to Mar 30, 2022
    • Discretionary RAUM · $369M to $447M
      Jul 28, 2021 to Mar 30, 2022
    • HNW RAUM · $310M to $376M
      Jul 28, 2021 to Mar 30, 2022
    • Individual RAUM · $73.7M to $83.3M
      Jul 28, 2021 to Mar 30, 2022
    • Non-discretionary RAUM · $35.5M to $34.0M
      Jul 28, 2021 to Mar 30, 2022
    • Pension RAUM · $11.9M to $12.6M
      Jul 28, 2021 to Mar 30, 2022
    • RAUM · $405M to $481M
      Jul 28, 2021 to Mar 30, 2022
    • Accounts · 1,120 to 1,212
      Jun 29, 2020 to Mar 12, 2021
    • HNW clients · 111 to 109
      Jun 29, 2020 to Mar 12, 2021
    • Individual clients · 298 to 342
      Jun 29, 2020 to Mar 12, 2021
    • Pension plan clients · 11 to 8
      Jun 29, 2020 to Mar 12, 2021
    • Assets in custody · $138M to $181M
      Jun 29, 2020 to Mar 12, 2021
    • Discretionary RAUM · $357M to $369M
      Jun 29, 2020 to Mar 12, 2021
    • HNW RAUM · $286M to $310M
      Jun 29, 2020 to Mar 12, 2021
    • Individual RAUM · $58.1M to $73.7M
      Jun 29, 2020 to Mar 12, 2021
    • Non-discretionary RAUM · $10.4M to $35.5M
      Jun 29, 2020 to Mar 12, 2021
    • Pension RAUM · $15.9M to $11.9M
      Jun 29, 2020 to Mar 12, 2021
    • RAUM · $367M to $405M
      Jun 29, 2020 to Mar 12, 2021
    • Accounts · 1,063 to 1,120
      Nov 26, 2019 to Mar 6, 2020
    • Charity clients · 4 to 1
      Nov 26, 2019 to Mar 6, 2020
    • HNW clients · 106 to 111
      Nov 26, 2019 to Mar 6, 2020
    • Individual clients · 310 to 298
      Nov 26, 2019 to Mar 6, 2020
    Signals
    7 dated events
    • Casey Tinius left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-03)
      Jan 10, 2024 · Advisor changed firm · fact
    • Rudy Waterfield Edelen left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-03)
      Jan 10, 2024 · Advisor changed firm · fact
    • Elizabeth Smith Wilkins left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-03)
      Jan 10, 2024 · Advisor changed firm · fact
    • William H Borders left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-10)
      Jan 10, 2024 · Advisor changed firm · fact
    • Lewis Brent Mason left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-03)
      Jan 10, 2024 · Advisor changed firm · fact
    • Chanley Mccall Lindsey left Landmark Financial Advisors, Llc for Wealth Enhancement Advisory Services, Llc (registered 2024-01-03)
      Jan 10, 2024 · Advisor changed firm · fact
    • Landmark Financial Advisors, LLC's advisors moved to Wealth Enhancement Advisory Services, LLC (Bowling Green, KY): 6 of 6 registered, on the same day
      Jan 10, 2024 · Firm absorbed (people side) · derived
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026