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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

STEVEN L GLASBERG

Advisor at PRIVATE ADVISOR GROUP, LLC

MORRISTOWN, NJ | Westlake, CA

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Search this name across graphsid dfx:ria:e77e3e01-cdef-5d00-c29f-0d15eff0cdb9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Aug 18, 1993
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
Other names: STEVEN LEE GLASBERG
IAPD individual key: 1599763

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Jun 26, 2026	n/a	yes	Westlake, CA\|MORRISTOWN, NJ	Current employment
MARINER ADVISOR NETWORK	Bd affiliated wealth	Jul 6, 2016	Jun 26, 2026	no	Westlake Village, CA\|Westlake, CA	Previous registration
STRATEGIC WEALTH ADVISORS GROUP	Former SEC adviser	Oct 5, 2015	Jul 6, 2016	no	Westlake Village, CA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Oct 1, 2015	no	WESTLAKE VILLAGE, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	WESTLAKE VILLAGE, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jul 20, 2009	Nov 4, 2013	no	WESTLAKE VILLAGE, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 22, 2009	no	THOUSAND OAKS, CA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	THOUSAND OAKS, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Jan 28, 2005	Apr 2, 2007	no	THOUSAND OAKS, CA\|THOUSAND OAKS, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Jan 31, 2005	no	WESTLAKE VILLAGE, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jul 8, 1997	Jul 1, 2003	no	WESTLAKE VILLAGE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARINER ADVISOR NETWORK	PRIVATE ADVISOR GROUP, LLC	Jun 26, 2026	Jun 26, 2026	0	Bulk transfer	Ibd to ibd
STRATEGIC WEALTH ADVISORS GROUP	MARINER ADVISOR NETWORK	Jul 6, 2016	Jul 6, 2016	0	Bulk transfer	Other
D.A. DAVIDSON & CO.	STRATEGIC WEALTH ADVISORS GROUP	Oct 1, 2015	Oct 5, 2015	4	Firm change	Other
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MORGAN STANLEY	CROWELL, WEEDON & CO.	Jul 22, 2009	Jul 20, 2009	-2	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	Jan 31, 2005	Jan 28, 2005	-3	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
199:140977:CA:2015-10-01	Oct 1, 2015	Oct 5, 2015	WESTLAKE VILLAGE, CA	Firm change

Relationships

Registered with (11)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ MARINER ADVISOR NETWORKRegistered adviserregistration: previous registration
Jul 6, 2016 to Jun 26, 2026factForm ADV
→ STRATEGIC WEALTH ADVISORS GROUPRegistered adviserregistration: previous registration
Oct 5, 2015 to Jul 6, 2016factForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Oct 1, 2015factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jul 20, 2009 to Nov 4, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 22, 2009factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Jan 28, 2005 to Apr 2, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Jan 31, 2005factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jul 8, 1997 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.