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Advisor at WEALTHSPIRE RETIREMENT ADVISORY
ALISO VIEJO, CA | Stephens City, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTHSPIRE RETIREMENT ADVISORY | Institutional manager | Sep 12, 2023 | n/a | yes | ALISO VIEJO, CA|Stephens City, VA | Current employment |
| ONE TO ONE, LLC | Former SEC adviser | Nov 2, 2017 | Mar 12, 2019 | no | Winchester, VA|MAUMEE, OH | Previous registration |
| TFO WEALTH PARTNERS | Independent wealth | Oct 21, 2014 | Mar 8, 2021 | no | WINCHESTER, VA|MAUMEE, OH | Previous registration |
| FINANCIAL TELESIS, INC. | Former SEC adviser | Sep 6, 2012 | Sep 18, 2014 | no | SAN RAFAEL, CA|CHARLOTTESVILLE, VA|Crozet, VA | Previous registration |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Asset manager | Dec 21, 2011 | Aug 17, 2012 | no | NEW YORK, NY | Previous registration |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Asset manager | Oct 20, 2011 | Aug 17, 2012 | no | BOSTON, MA | Previous registration |
| FEDERATED INVESTMENT COUNSELING | Institutional manager | Oct 19, 2011 | Aug 17, 2012 | no | PITTSBURGH, PA | Previous registration |
| FEDERATED SECURITIES CORP. | No RAUM reported | Oct 19, 2011 | Aug 17, 2012 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TFO WEALTH PARTNERS | ONE TO ONE, LLC | Mar 8, 2021 | Nov 2, 2017 | -1,222 | Firm change after gap | Other |
| ONE TO ONE, LLC | WEALTHSPIRE RETIREMENT ADVISORY | Mar 12, 2019 | Sep 12, 2023 | 1,645 | Firm change after gap | Other |
| FINANCIAL TELESIS, INC. | TFO WEALTH PARTNERS | Sep 18, 2014 | Oct 21, 2014 | 33 | Firm change | Other |
| FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FINANCIAL TELESIS, INC. | Aug 17, 2012 | Sep 6, 2012 | 20 | Firm change | Other |
| MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | Aug 17, 2012 | Dec 21, 2011 | -240 | Channel change | Other |
| FEDERATED INVESTMENT COUNSELING | MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC | Aug 17, 2012 | Oct 20, 2011 | -302 | Channel change | Other |
| FEDERATED SECURITIES CORP. | FEDERATED INVESTMENT COUNSELING | Aug 17, 2012 | Oct 19, 2011 | -303 | Channel change | Other |