RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• A••••• Z••••••
- W••••••••• R••••••••• A••••••• institutional currentsince Sep 12, 2023 · Aliso Viejo, Ca
- O•• T• O••• L•• formerNov 2, 2017 to Mar 12, 2019 · Winchester, Va
- T•• W••••• P••••••• independent RIAOct 21, 2014 to Mar 8, 2021 · Winchester, Va
- F•••••••• T••••••• I••• formerSep 6, 2012 to Sep 18, 2014 · San Rafael, Ca
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerDec 21, 2011 to Aug 17, 2012 · New York, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerOct 20, 2011 to Aug 17, 2012 · Boston, Ma
- F•••••••• S••••••••• C•••• no RAUMOct 19, 2011 to Aug 17, 2012 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutionalOct 19, 2011 to Aug 17, 2012 · Pittsburgh, Pa
- T•• W••••• P••••••• to O•• T• O••• L••left Mar 8, 2021, registered Nov 2, 2017 (-1222 days) · Other
- O•• T• O••• L•• to W••••••••• R••••••••• A•••••••left Mar 12, 2019, registered Sep 12, 2023 (1645 days) · Other
- F•••••••• T••••••• I••• to T•• W••••• P•••••••left Sep 18, 2014, registered Oct 21, 2014 (33 days) · Other
- F•••••••• G••••• I••••••••• M••••••••• C•••• to F•••••••• T••••••• I•••left Aug 17, 2012, registered Sep 6, 2012 (20 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left Aug 17, 2012, registered Dec 21, 2011 (-240 days) · channel change inside one enterprise, not a move
- F•••••••• I••••••••• C••••••••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left Aug 17, 2012, registered Oct 20, 2011 (-302 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to F•••••••• I••••••••• C•••••••••left Aug 17, 2012, registered Oct 19, 2011 (-303 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address