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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

GARY EDWARD HENDERSON

Advisor at LPL FINANCIAL LLC

PALM BEACH GARDENS, FL | ROYAL PALM BEACH, FL | JUPITER, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: May 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 21, 1998
First registration: May 23, 2003
Dual registered: yes, broker-dealer
Other names: GARY E HENDERSON
IAPD individual key: 3074897

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 15, 2016	n/a	yes	PALM BEACH GARDENS, FL\|ROYAL PALM BEACH, FL\|PALM BEACH GARDENS, FL\|JUPITER, FL	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jan 7, 2015	Jul 15, 2016	no	PALM BEACH GARDENS, FL	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 11, 2014	Aug 1, 2014	no	DELRAY BEACH, FL	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	May 14, 2013	Jan 29, 2014	no	HOOVER, AL\|DELRAY BEACH, FL	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 27, 2011	May 9, 2013	no	PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|BOCA RATON, FL\|PARKLAND, FL\|BOCA RATON, FL\|BOCA RATON, FL	Previous registration
BANYAN PARTNERS, LLC	Former SEC adviser	Mar 8, 2011	Apr 29, 2011	no	PALM BEACH GARDENS, FL	Previous registration
15430 ENDEAVOUR DRIVE, INC.	n/a	Sep 18, 2006	Mar 9, 2011	no	JUPITER, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Feb 28, 2005	Sep 7, 2006	no	NORTH PALM BEACH, FL	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	Nov 12, 2004	Mar 22, 2005	no	NORTH PALM BEACH, FL	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	May 23, 2003	Jul 19, 2004	no	PALM BEACH GARDENS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Jul 15, 2016	Jul 15, 2016	0	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	CUSO FINANCIAL SERVICES, L.P.	Aug 1, 2014	Jan 7, 2015	159	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 29, 2014	Feb 11, 2014	13	Bulk transfer	Other
SUNTRUST INVESTMENT SERVICES, INC.	CETERA INVESTMENT SERVICES LLC	May 9, 2013	May 14, 2013	5	Firm change	Other
BANYAN PARTNERS, LLC	SUNTRUST INVESTMENT SERVICES, INC.	Apr 29, 2011	Apr 27, 2011	-2	Firm change	Other
15430 ENDEAVOUR DRIVE, INC.	BANYAN PARTNERS, LLC	Mar 9, 2011	Mar 8, 2011	-1	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	15430 ENDEAVOUR DRIVE, INC.	Sep 7, 2006	Sep 18, 2006	11	Firm change	Other
FIRST ALLIED SECURITIES, INC.	RAYMOND JAMES FINANCIAL SERVICES, INC.	Mar 22, 2005	Feb 28, 2005	-22	Firm change	Other
BNY MELLON SECURITIES CORPORATION	FIRST ALLIED SECURITIES, INC.	Jul 19, 2004	Nov 12, 2004	116	Firm change	Other

Relationships

Registered with (10)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 15, 2016 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jan 7, 2015 to Jul 15, 2016factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 11, 2014 to Aug 1, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
May 14, 2013 to Jan 29, 2014factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 27, 2011 to May 9, 2013factForm ADV
→ BANYAN PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 8, 2011 to Apr 29, 2011factForm ADV
→ 15430 ENDEAVOUR DRIVE, INC.Registered adviserregistration: previous registration
Sep 18, 2006 to Mar 9, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 28, 2005 to Sep 7, 2006factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
Nov 12, 2004 to Mar 22, 2005factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 23, 2003 to Jul 19, 2004factForm ADV

Dated events

No dated event names this entity yet.