DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• E••••• H••••••••

L•• F•••••••• L••BD affiliatedPalm Beach Gardens, Fl dual registrantIAPD 3074897

Feed of 09/15/2026

Also filed as G••• E H••••••••

At current firm

10 y

since Jul 15, 2016

In the industry

28 y

since Aug 21, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 15, 2016 · Palm Beach Gardens, Fl
C••• F•••••••• S•••••••• L••• former
Jan 7, 2015 to Jul 15, 2016 · Palm Beach Gardens, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Feb 11, 2014 to Aug 1, 2014 · Delray Beach, Fl
C••••• I••••••••• S••••••• L•• former
May 14, 2013 to Jan 29, 2014 · Hoover, Al
S••••••• I••••••••• S•••••••• I••• former
Apr 27, 2011 to May 9, 2013 · Palm Beach, Fl
B••••• P•••••••• L•• former
Mar 8, 2011 to Apr 29, 2011 · Palm Beach Gardens, Fl
1•••• E•••••••• D••••• I••• unclassified
Sep 18, 2006 to Mar 9, 2011 · Jupiter, Fl
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Feb 28, 2005 to Sep 7, 2006 · North Palm Beach, Fl
F•••• A••••• S••••••••• I••• former
Nov 12, 2004 to Mar 22, 2005 · North Palm Beach, Fl
B•• M••••• S••••••••• C••••••••• other
May 23, 2003 to Jul 19, 2004 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••
left Jul 15, 2016, registered Jul 15, 2016 (0 days) · Other
C••••• I••••••••• A••••••• L•• to C••• F•••••••• S•••••••• L•••
left Aug 1, 2014, registered Jan 7, 2015 (159 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 29, 2014, registered Feb 11, 2014 (13 days) · corporate re-registration, not a move
S••••••• I••••••••• S•••••••• I••• to C••••• I••••••••• S••••••• L••
left May 9, 2013, registered May 14, 2013 (5 days) · Other
B••••• P•••••••• L•• to S••••••• I••••••••• S•••••••• I•••
left Apr 29, 2011, registered Apr 27, 2011 (-2 days) · Other
1•••• E•••••••• D••••• I••• to B••••• P•••••••• L••
left Mar 9, 2011, registered Mar 8, 2011 (-1 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to 1•••• E•••••••• D••••• I•••
left Sep 7, 2006, registered Sep 18, 2006 (11 days) · Other
F•••• A••••• S••••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
left Mar 22, 2005, registered Feb 28, 2005 (-22 days) · Other
B•• M••••• S••••••••• C••••••••• to F•••• A••••• S••••••••• I•••
left Jul 19, 2004, registered Nov 12, 2004 (116 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address