DFX Intelligence

J••• T••••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J••• T••••• A••••••

Advisor at V••••• I••••••••• A•••••••• L••

DALLAS, TX | HARTFORD, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e80799d6-6635-1ee1-4fa3-8436350287f8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 13, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••• I••••••••• A•••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••• I••••••••• A•••••••• L••	Asset manager	May 1, 2026	n/a	yes	HARTFORD, CT\|DALLAS, TX	Current employment
A•••••• R••••••• C••••••	Independent wealth	Feb 19, 2025	Apr 22, 2026	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• R••••••• C••••••	V••••• I••••••••• A•••••••• L••	Apr 22, 2026	May 1, 2026	9	Firm change	Other
C•••••• A••••••• L••	A•••••• R••••••• C••••••	Feb 20, 2025	Feb 19, 2025

Relationships

Registered with (5)

→ V••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 1, 2026 to presentfactForm ADV
→ A•••••• R••••••• C••••••Registered adviserregistration: previous registration
Feb 19, 2025 to Apr 22, 2026factForm ADV
→ C•••••• A••••••• L••Registered adviserregistration: previous registration
Nov 15, 2022 to Feb 20, 2025factForm ADV
→ G••••••••• I•••••••••

Dated events

Occurred
Apr 22, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 20, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 8, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e80799d6-6635-1ee1-4fa3-8436350287f8
First observed: Dec 13, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.