DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Thomas Andrews
Feed of 09/15/2026
Also filed as John Thomas Andrews III
At current firm
0 y
since May 1, 2026
In the industry
19 y
since Dec 12, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Virtus Investment Advisers, LLC asset manager currentsince May 1, 2026 · Hartford, Ct
- Advisor Resource Council independent RIAFeb 19, 2025 to Apr 22, 2026 · Dallas, Tx
- Calamos Advisors LLC asset managerNov 15, 2022 to Feb 20, 2025 · Dallas, Tx
- Guggenheim Investments asset managerJan 15, 2021 to Jun 8, 2022 · Dallas, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 13, 2006 to Sep 4, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Advisor Resource Council to Virtus Investment Advisers, LLCleft Apr 22, 2026, registered May 1, 2026 (9 days) · Other
- Calamos Advisors LLC to Advisor Resource Councilleft Feb 20, 2025, registered Feb 19, 2025 (-1 days) · Other
- Guggenheim Investments to Calamos Advisors LLCleft Jun 8, 2022, registered Nov 15, 2022 (160 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Guggenheim Investmentsleft Sep 4, 2007, registered Jan 15, 2021 (4882 days) · Other
Signals
- John Thomas Andrews left Advisor Resource Council for Virtus Investment Advisers, Llc (registered 2026-05-01)Apr 22, 2026 · Advisor changed firm · fact
- John Thomas Andrews left Calamos Advisors Llc for Advisor Resource Council (registered 2025-02-19)Feb 20, 2025 · Advisor changed firm · fact
- John Thomas Andrews left Guggenheim Investments for Calamos Advisors Llc (registered 2022-11-15)Jun 8, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address