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Advisor at LPL FINANCIAL LLC
WALPOLE, MA | SHARON, MA | WESTWOOD, MA | SOUTH BOSTON, MA | DEDHAM, MA | NEEDHAM, MA | NORWOOD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 15, 2025 | n/a | yes | SOUTH BOSTON, MA|NORWOOD, MA|SHARON, MA|WALPOLE, MA|DEDHAM, MA|WESTWOOD, MA|DEDHAM, MA|NEEDHAM, MA|DEDHAM, MA | Current employment |
| SORRENTO PACIFIC FINANCIAL, LLC | Former SEC adviser | Jun 14, 2017 | May 15, 2025 | no | Dedham, MA|Dedham, MA|DEDHAM, MA|South Boston, MA|Westwood, MA|WALPOLE, MA|Needham, MA|Norwood, MA|Needham, MA|Sharon, MA|Dedham, MA|Dedham, MA|WALPOLE, MA|Westwood, MA|South Boston, MA|Norwood, MA | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Jul 5, 2016 | Jun 1, 2017 | no | Wellesley, MA|Wollaston, MA|East Milton, MA|Framingham, MA|Needham, MA|DORCHESTER, MA|Braintree, MA|Needham, MA|Roxbury, MA | Previous registration |
| CUSO FINANCIAL SERVICES, L.P. | Former SEC adviser | Sep 20, 2012 | Jun 9, 2016 | no | AMHERST, MA|HADLEY, MA|NORTHAMPTON, MA|WORCESTER, MA|Springfield, MA|AMHERST, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 10, 2012 | May 25, 2012 | no | MANCHESTER, CT | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | May 24, 2010 | Aug 26, 2011 | no | SIMSBURY, CT | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Nov 12, 2008 | Apr 28, 2010 | no | WETHERSFIELD, CT|GLASTONBURY, CT|GLASTONBURY, CT | Previous registration |
| CONNECTICUT INVESTMENT MANAGEMENT | n/a | Apr 12, 2007 | Jun 27, 2008 | no | GLASTONBURY, CT | Previous registration |
| NEWALLIANCE INVESTMENTS, INC. | n/a | May 17, 2006 | Apr 5, 2007 | no | MANSFIELD, CT|GLASTONBURY, CT | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Jun 6, 2005 | Apr 5, 2006 | no | BRIDGEPORT, CT | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Jun 1, 2004 | Jun 20, 2005 | no | OLD LYME, CT | Previous registration |
| PEOPLE'S SECURITIES, INC. | Former SEC adviser | Jul 25, 2002 | May 10, 2004 | no | GLASTONBURY, CT | Previous registration |