DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Seaview Investment Managers LLC
Latest filing May 6, 2026
First filing on the tape Mar 11, 2019 · 18 filings
SEC status approved since Apr 9, 2019
RAUM
$1.4B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
1.6%
$22.6M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$137M
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$1.4B as of May 6, 2026
Mar 27, 2020$532M then
HNW client RAUM$6.7M as of May 6, 2026
Mar 11, 2022$1.9M then
State-registered IARs (5.B.3)10 as of May 6, 2026
Mar 27, 20201 then
Employees (5.A)13 as of May 6, 2026
Mar 27, 20201 then
Private funds: no history
RAUM -4.4% over the last fiscal year+8.6% a year over threeIARs 11 to 10
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- $137MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $839,182derivedHNW RAUM over HNW clients
- Average account
- $857,632derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -9.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +57%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$1.3B95%
- Corporations and businesses$39.9M2.9%
- Individuals$15.9M1.2%
- High-net-worth individuals$6.7M0.5%
- Individual clients
- 66reported
- HNW clients
- 8reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,597reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.02 fund_share=0.95 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Claudia Maria De La Paz BatlleCertified Financial Planner | Coral Gables, Fl | Jul 23, 2019 | 26 y | 2 |
| Eduardo Luis Arriaga | Coral Gables, Fl | May 7, 2021 | 13 y | 1 |
| Esteban Sapetnitzky | Coral Gables, Fl | Aug 1, 2023 | 10 y | 0 |
| Renato Aldo Morzan | Coral Gables, Fl | Jan 12, 2024 | 15 y | 0 |
| Alfonso Osorio | Coral Gables, Fl | Jan 24, 2024 | 15 y | 4 |
| Ignacio Sapetnitzky | Coral Gables, Fl | Mar 6, 2024 | 10 y | 0 |
| Carlos Manuel Arencibia | Coral Gables, Fl | Mar 3, 2025 | 11 y | 0 |
| Carlos Schwarz Kleyman | Coral Gables, Fl | Sep 18, 2025 | 11 y | 1 |
| Carlos Enrique Gadala-Maria | Coral Gables, Fl | Jun 17, 2026 | 24 y | 2 |
Advisor movement
2 left, 3 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 20% of current headcount2 left over 36 months
Left, latest
- Ian Lucas Evans to Cv Advisors LLCJun 2, 2026 · Other
- Lorenzo Matias Guzman to Insigneo Advisory Services, LLCNov 5, 2025 · Other
- Luis M Fernandez to Vectorglobal Iag, Inc.Mar 23, 2023 · Other
- Michael Joseph Cantero to Kaufman Rossin Wealth, LLCMar 2, 2023 · Other
- Oscar Miguel Mejia to Independent Financial PartnersMay 17, 2022 · Other
Joined, latest
- Carlos Enrique Gadala-Maria from Vectorglobal Iag, Inc.Jun 17, 2026 · Other
- Lorenzo Matias Guzman from Vectorglobal Iag, Inc.Oct 22, 2025 · Other
- Carlos Schwarz Kleyman from Vectorglobal Iag, Inc.Sep 18, 2025 · Other
- Alfonso Osorio from Compass Group Investments Solutions LLCJan 24, 2024 · Other
- Oscar Miguel Mejia from Vectorglobal Iag, Inc.Jun 18, 2021 · Other
- Eduardo Luis Arriaga from Vectorglobal Iag, Inc.May 7, 2021 · Other
- Claudia Maria De La Paz Batlle from Vectorglobal Iag, Inc.Jul 23, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Vectorglobal Iag, Inc.Jun 26, 2026 · Miami, Fl · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Maria De La Paz Claudia Batlle · Managing Membercontrolsince 09/2017 · owns 75% or more
- Enrique Eduardo Bello · Managing Director & Head Of Business Development & Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
Related persons
Schedule D 7.A
- Vectorglobal Iag, Inc.investment advisernRAUM $1.6B
- Vectorglobal Wmg, Inc.broker-dealern
Advisers that list Seaview Investment Managers LLC as a related person
- 147129 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 10 | 2 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,613 to 1,597Aug 21, 2025 to Mar 18, 2026
- Advisory employees · 7 to 9Aug 21, 2025 to Mar 18, 2026
- Advisory activities · 6 to 7Aug 21, 2025 to Mar 18, 2026
- Corporate clients · unset to 5.0Aug 21, 2025 to Mar 18, 2026
- HNW clients · 5 to 8Aug 21, 2025 to Mar 18, 2026
- Individual clients · 42 to 66Aug 21, 2025 to Mar 18, 2026
- Employees · 15 to 13Aug 21, 2025 to Mar 18, 2026
- State-registered IARs · 11 to 10Aug 21, 2025 to Mar 18, 2026
- Discretionary RAUM · $1.3B to $1.2BAug 21, 2025 to Mar 18, 2026
- HNW RAUM · $4.7M to $6.7MAug 21, 2025 to Mar 18, 2026
- Individual RAUM · $7.0M to $15.9MAug 21, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $128M to $130MAug 21, 2025 to Mar 18, 2026
- RAUM · $1.4B to $1.4BAug 21, 2025 to Mar 18, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Aug 21, 2025
- Accounts · 1,461 to 1,613Mar 18, 2024 to Mar 28, 2025
- Advisory employees · 6 to 7Mar 18, 2024 to Mar 28, 2025
- HNW clients · 1 to 5Mar 18, 2024 to Mar 28, 2025
- Individual clients · 19 to 42Mar 18, 2024 to Mar 28, 2025
- Employees · 11 to 15Mar 18, 2024 to Mar 28, 2025
- Insurance-licensed employees · 2 to 3Mar 18, 2024 to Mar 28, 2025
- State-registered IARs · 9 to 11Mar 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.0B to $1.3BMar 18, 2024 to Mar 28, 2025
- HNW RAUM · $2.3M to $4.7MMar 18, 2024 to Mar 28, 2025
- Individual RAUM · $3.1M to $7.0MMar 18, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $115M to $128MMar 18, 2024 to Mar 28, 2025
- RAUM · $1.1B to $1.4BMar 18, 2024 to Mar 28, 2025
- Accounts · 1,551 to 1,461Apr 25, 2023 to Mar 18, 2024
- Advisory employees · 4 to 6Apr 25, 2023 to Mar 18, 2024
- Advisory activities · 4 to 6Apr 25, 2023 to Mar 18, 2024
- HNW clients · 15 to 1Apr 25, 2023 to Mar 18, 2024
- Individual clients · 4 to 19Apr 25, 2023 to Mar 18, 2024
- Employees · 7 to 11Apr 25, 2023 to Mar 18, 2024
- Insurance-licensed employees · 4 to 2Apr 25, 2023 to Mar 18, 2024
- Financial planning clients · unset to 0Apr 25, 2023 to Mar 18, 2024
- State-registered IARs · 4 to 9Apr 25, 2023 to Mar 18, 2024
- Discretionary RAUM · $910M to $1.0BApr 25, 2023 to Mar 18, 2024
- HNW RAUM · $1.5M to $2.3MApr 25, 2023 to Mar 18, 2024
- Individual RAUM · $700,320 to $3.1MApr 25, 2023 to Mar 18, 2024
- Non-discretionary RAUM · $159M to $115MApr 25, 2023 to Mar 18, 2024
- RAUM · $1.1B to $1.1BApr 25, 2023 to Mar 18, 2024
Signals
12 dated events
- Vectorglobal Iag, Inc.'s advisors moved to Seaview Investment Managers LLC (Miami, FL): 3 of 4 registered, on the same dayJun 26, 2026 · Firm absorbed (people side) · derived
- Ian Lucas Evans left Seaview Investment Managers Llc for Cv Advisors Llc (registered 2026-08-28)Jun 2, 2026 · Advisor changed firm · fact
- Lorenzo Matias Guzman left Seaview Investment Managers Llc for Insigneo Advisory Services, Llc (registered 2026-06-17)Nov 5, 2025 · Advisor changed firm · fact
- Seaview Investment Managers Llc reported RAUM $1.4B, up 26% from $1.1B (2024-03-18 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Luis M Fernandez left Seaview Investment Managers Llc for Vectorglobal Iag, Inc. (registered 2022-03-10)Mar 23, 2023 · Advisor changed firm · fact
- Michael Joseph Cantero left Seaview Investment Managers Llc for Kaufman Rossin Wealth, Llc (registered 2023-07-21)Mar 2, 2023 · Advisor changed firm · fact
- Miguel Oscar Mejia (Chief Compliance Officer) no longer on Schedule A of Seaview Investment Managers Llc (listed 2022-03-16, absent 2022-12-16)Dec 16, 2022 · Control person left · inference
- Oscar Miguel Mejia left Seaview Investment Managers Llc for Independent Financial Partners (registered 2022-05-19)May 17, 2022 · Advisor changed firm · fact
- Enrique Eduardo Bello (Managing Director & Head Of Business Development) appeared on Schedule A of Seaview Investment Managers LlcMar 16, 2022 · Control person joined · fact
- Seaview Investment Managers Llc reported RAUM $991.9M, up 32% from $748.7M (2021-07-30 to 2022-03-11)Mar 11, 2022 · RAUM change · derived
- Seaview Investment Managers Llc reported RAUM $748.7M, up 41% from $531.5M (2020-11-10 to 2021-02-01)Feb 1, 2021 · RAUM change · derived
- Claudia M.P. Batlle, Cfp (R) Llc filed its initial SEC registration (Form ADV)Mar 11, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 305-330-2332reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/seaview-investment-managersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- seaviewinvestmentmanagers.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-330-2332reportedpublic record, Form ADV, May 6, 2026
- Contact form
- seaviewim.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $137Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026