DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner35 years in industry

DIANE LOVE SPEARIN

Advisor at ERNST & YOUNG INVESTMENT ADVISERS LLP

SECAUCUS, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e8dae03a-4c6f-d4c5-4fa2-89dc1a917958

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ERNST & YOUNG INVESTMENT ADVISERS LLP
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 19, 1991
First registration: Apr 2, 2007
Dual registered: no
Other names: DIANE LOVE SPEARIN|DIANE MARIE LOVE|DIANE MARIE BECKEY
IAPD individual key: 2167379

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ERNST & YOUNG INVESTMENT ADVISERS LLP	No RAUM reported	Nov 5, 2014	n/a	yes	SECAUCUS, NJ	Current employment
JHS CAPITAL ADVISORS, LLC	Former SEC adviser	Jan 30, 2012	Aug 17, 2015	no	MADEIRA BEACH, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|TAMPA, FL\|MADEIRA BEACH, FL\|MIAMI, FL\|TAMPA, FL	Previous registration
STONEGATE WEALTH MANAGEMENT, LLC	Former SEC adviser	Sep 22, 2011	Jan 25, 2012	no	CARY, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 2, 2007	Apr 10, 2008	no	Minnetonka, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
JHS CAPITAL ADVISORS, LLC	ERNST & YOUNG INVESTMENT ADVISERS LLP	Aug 17, 2015	Nov 5, 2014	-285	Firm change after gap	Other
STONEGATE WEALTH MANAGEMENT, LLC	JHS CAPITAL ADVISORS, LLC	Jan 25, 2012	Jan 30, 2012	5	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	STONEGATE WEALTH MANAGEMENT, LLC	Apr 10, 2008	Sep 22, 2011	1,260	Firm change after gap	Other

Relationships

Registered with (4)

→ ERNST & YOUNG INVESTMENT ADVISERS LLPRegistered adviserregistration: current employment
Nov 5, 2014 to presentfactForm ADV
→ JHS CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 30, 2012 to Aug 17, 2015factForm ADV
→ STONEGATE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 22, 2011 to Jan 25, 2012factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Apr 10, 2008factForm ADV

Dated events

No dated event names this entity yet.