DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Diane Love Spearin
Certified Financial Planner
Feed of 09/14/2026
Also filed as Diane Love Spearin
At current firm
11 y
since Nov 5, 2014
In the industry
34 y
since Sep 19, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ernst & Young Investment Advisers Llp no RAUM currentsince Nov 5, 2014 · Secaucus, Nj
- Jhs Capital Advisors, LLC formerJan 30, 2012 to Aug 17, 2015 · Madeira Beach, Fl
- Stonegate Wealth Management, LLC formerSep 22, 2011 to Jan 25, 2012 · Cary, Nc
- Ameriprise Financial Services, LLC national BDApr 2, 2007 to Apr 10, 2008 · Minnetonka, Mn
Moves
a registration end followed by a registration begin elsewhere
- Jhs Capital Advisors, LLC to Ernst & Young Investment Advisers Llpleft Aug 17, 2015, registered Nov 5, 2014 (-285 days) · Other
- Stonegate Wealth Management, LLC to Jhs Capital Advisors, LLCleft Jan 25, 2012, registered Jan 30, 2012 (5 days) · Other
- Ameriprise Financial Services, LLC to Stonegate Wealth Management, LLCleft Apr 10, 2008, registered Sep 22, 2011 (1260 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address