DFX Intelligence

L•••• L•• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

L•••• L•• T••••••

Advisor at S•••••• W••••• A••••••• L••

Pepper Pike, OH

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Search this name across graphsid dfx:ria:e9624a59-a5f6-3c9d-dcb0-fd8e46a12a25

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A••••••• L••	Independent wealth	Dec 14, 2023	n/a	yes	Pepper Pike, OH	Current employment
L•••••• I•••••••••	Independent wealth	Oct 5, 2016	Dec 14, 2023	no	Cleveland, OH\|Pepper Pike, OH\|Pepper Pike, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• I•••••••••	S•••••• W••••• A••••••• L••	Dec 14, 2023	Dec 14, 2023	0	Firm change	RIA to RIA
O•••• F•• I•••	L•••••• I•••••••••	Sep 28, 2016	Oct 5, 2016

Relationships

Registered with (5)

→ S•••••• W••••• A••••••• L••Registered adviserregistration: current employment
Dec 14, 2023 to presentfactForm ADV
→ L•••••• I•••••••••Registered adviserregistration: previous registration
Oct 5, 2016 to Dec 14, 2023factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Feb 25, 2016 to Sep 28, 2016factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Dec 14, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e9624a59-a5f6-3c9d-dcb0-fd8e46a12a25
First observed: Oct 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.