RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• L•• T••••••
- S•••••• W••••• A••••••• L•• independent RIA currentsince Dec 14, 2023 · Pepper Pike, Oh
- L•••••• I••••••••• independent RIAOct 5, 2016 to Dec 14, 2023 · Cleveland, Oh
- O•••• F•• I••• formerFeb 25, 2016 to Sep 28, 2016 · Orange Village, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDJan 13, 2012 to Mar 2, 2016 · Westlake, Oh
- P•• W••••• M••••••••• BD affiliatedOct 14, 2011 to Jan 13, 2012 · Cleveland, Oh
- L•••••• I••••••••• to S•••••• W••••• A••••••• L••left Dec 14, 2023, registered Dec 14, 2023 (0 days) · RIA to RIA
- O•••• F•• I••• to L•••••• I•••••••••left Sep 28, 2016, registered Oct 5, 2016 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to O•••• F•• I•••left Mar 2, 2016, registered Feb 25, 2016 (-6 days) · Other
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 13, 2012, registered Jan 13, 2012 (0 days) · Other
- L•••• L•• T•••••• left L•••••• I••••••••• for S•••••• W••••• A••••••• L•• (registered 2023-12-14)Dec 14, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address