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Advisor at MORGAN STANLEY
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Nov 22, 2022 | n/a | yes | New York, NY | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 25, 2019 | Nov 4, 2022 | no | NEW YORK, NY|Uniondale, NY|NEW YORK, NY|NEW YORK, NY|NEW YORK, NY|Fort Mill, SC|New York, NY | Previous registration |
| CITIZENS SECURITIES, INC. | Bd affiliated wealth | Oct 4, 2017 | Oct 17, 2019 | no | NEWBURGH, NY|BEACON, NY|KINGSTON, NY|PLEASANT VALLEY, NY|NEWBURGH, NY|FISHKILL, NY|ALBANY, NY|KINGSTON, NY|KINGSTON, NY|PLEASANT VALLEY, NY|RHINEBECK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 14, 2017 | Sep 29, 2017 | no | POUGHKEEPSIE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Nov 4, 2022 | Nov 22, 2022 | 18 | Firm change | Ibd to wirehouse |
| CITIZENS SECURITIES, INC. | CITIGROUP GLOBAL MARKETS INC. | Oct 17, 2019 | Oct 25, 2019 | 8 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIZENS SECURITIES, INC. | Sep 29, 2017 | Oct 4, 2017 | 5 | Firm change | Other |