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Registered advisor
A•••••••• I••••••• K••••••
Feed of 09/14/2026
Also filed as A•••••••• I K••••••
At current firm
3 y
since Nov 22, 2022
In the industry
14 y
since May 22, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 22, 2022 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 25, 2019 to Nov 4, 2022 · New York, Ny
- C••••••• S••••••••• I••• BD affiliatedOct 4, 2017 to Oct 17, 2019 · Newburgh, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 14, 2017 to Sep 29, 2017 · Poughkeepsie, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Nov 4, 2022, registered Nov 22, 2022 (18 days) · Affiliated broker-dealer or bank to wirehouse
- C••••••• S••••••••• I••• to C•••••••• G••••• M•••••• I•••left Oct 17, 2019, registered Oct 25, 2019 (8 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Sep 29, 2017, registered Oct 4, 2017 (5 days) · Other
Signals
- A•••••••• I••••••• K•••••• left C•••••••• G••••• M•••••• I••• for M••••• S•••••• (registered 2022-11-22)Nov 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address