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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

RYAN THOMAS ROACH

Advisor at WELLS FARGO ADVISORS

STUART, FL | PALM BEACH GARDENS, FL | BOCA RATON, FL

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Search this name across graphsid dfx:ria:ea2f75d6-3350-7859-d445-c45465d919a6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Oct 26, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 22, 2004
First registration: Oct 26, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4792125

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jul 15, 2026	n/a	yes	PALM BEACH GARDENS, FL\|STUART, FL\|BOCA RATON, FL\|BOCA RATON, FL	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 3, 2023	Jul 17, 2026	no	JUPITER, FL\|Jupiter, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 10, 2016	Apr 3, 2023	no	Palm Beach Gardens, FL\|BOCA RATON, FL\|West Palm Beach, FL\|Chicago, IL\|Coral Springs, FL\|Miami, FL\|Coral Springs, FL\|Miami, FL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	May 14, 2012	May 4, 2016	no	JUPITER, FL\|JUPITER, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 26, 2006	Apr 16, 2012	no	FORT MYERS, FL\|NAPLES, FL\|LEHIGH ACRES, FL\|NAPLES, FL\|BOCA RATON, FL\|NORTH PALM BEACH, FL\|CAPE CORAL, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 26, 2004	Sep 23, 2005	no	FORT MYERS, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Jul 17, 2026	Jul 15, 2026	-2	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 3, 2023	Apr 3, 2023	0	Firm change	Ibd to wirehouse
PNC WEALTH MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	May 4, 2016	May 10, 2016	6	Firm change	Other
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	Apr 16, 2012	May 14, 2012	28	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WELLS FARGO ADVISORS	Sep 23, 2005	Apr 26, 2006	215	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7691:19616:FL:2026-07-17	Jul 17, 2026	Jul 15, 2026	JUPITER, FL	Firm change

Relationships

Registered with (5)

→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 26, 2006 to Apr 16, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 3, 2023 to Jul 17, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 10, 2016 to Apr 3, 2023factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 14, 2012 to May 4, 2016factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 26, 2004 to Sep 23, 2005factForm ADV

Dated events

Occurred
Jul 17, 2026
Advisor changed firm
Ryan Thomas Roach left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2026-07-15)
Form ADVobserved 5 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Ryan Thomas Roach left Citigroup Global Markets Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-04-03)
Form ADVobserved 5 days ago