RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• T••••• R••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 15, 2026 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 3, 2023 to Jul 17, 2026 · Jupiter, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 10, 2016 to Apr 3, 2023 · Palm Beach Gardens, Fl
- P•• W••••• M••••••••• BD affiliatedMay 14, 2012 to May 4, 2016 · Jupiter, Fl
- W•••• F•••• A••••••• wirehouseApr 26, 2006 to Apr 16, 2012 · Fort Myers, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDOct 26, 2004 to Sep 23, 2005 · Fort Myers, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 17, 2026, registered Jul 15, 2026 (-2 days) · Wirehouse to wirehouse · moved with a team
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 3, 2023, registered Apr 3, 2023 (0 days) · Affiliated broker-dealer or bank to wirehouse
- P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left May 4, 2016, registered May 10, 2016 (6 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Apr 16, 2012, registered May 14, 2012 (28 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Sep 23, 2005, registered Apr 26, 2006 (215 days) · Affiliated broker-dealer or bank to wirehouse
- R••• T••••• R•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2026-07-15)Jul 17, 2026 · Advisor changed firm · fact
- R••• T••••• R•••• left C•••••••• G••••• M•••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-04-03)Apr 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address