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Advisor at FOUNDERS FINANCIAL SECURITIES, LLC
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOUNDERS FINANCIAL SECURITIES, LLC | Independent wealth | Feb 3, 2025 | n/a | yes | Baltimore, MD | Current employment |
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | Bd affiliated wealth | Nov 22, 2023 | Sep 9, 2024 | no | BOSTON, MA|Baltimore, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC | FOUNDERS FINANCIAL SECURITIES, LLC | Sep 9, 2024 | Feb 3, 2025 | 147 | Firm change | Ibd to RIA |