RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• J••••• R•••••••
- F••••••• F•••••••• S••••••••• L•• independent RIA currentsince Feb 3, 2025 · Baltimore, Md
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• BD affiliatedNov 22, 2023 to Sep 9, 2024 · Boston, Ma
- J••• H•••••• P••••••• F•••••••• S•••••••• L•• to F••••••• F•••••••• S••••••••• L••left Sep 9, 2024, registered Feb 3, 2025 (147 days) · Affiliated broker-dealer or bank to independent RIA
- Charles Joseph Reichelt left John Hancock Personal Financial Services, Llc for Founders Financial Securities, Llc (registered 2025-02-03)Sep 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address