DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• I••••••••• G••••
GEORGES MILLS, NH | HUDSON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• I••••••••• G•••• | Independent wealth | May 13, 2025 | n/a | yes | GEORGES MILLS, NH|HUDSON, MA | Current employment |
| B•••••• I••••••••• G••••• I••• | Former SEC adviser | Apr 17, 2018 | Aug 5, 2025 | no | GEORGES MILLS, NH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•••••• I••••••••• G••••• I••• | A••• I••••••••• G•••• | Aug 5, 2025 | May 13, 2025 | -84 | Firm change after gap | RIA to RIA |
| A••••••••• F•••••••• S•••••••• L•• | B•••••• I••••••••• G••••• I••• | Apr 12, 2018 | Apr 17, 2018 |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Nov 17, 2011 | Apr 12, 2018 | no | EAST HARTFORD, CT|QUECHEE, VT | Previous registration |
| W••••••••• F•••••••• A••••••• C••• | Independent wealth | Apr 3, 2006 | Nov 16, 2011 | no | BEAVERCREEK, OH | Previous registration |
| O•••• F•• I••• | Former SEC adviser | Nov 17, 2005 | Mar 28, 2006 | no | QUECHEE, VT | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 1, 2003 | Jul 1, 2004 | no | CONCORD, NH | Previous registration |
| 5 |
| Firm change |
| Ibd to new firm |
| W••••••••• F•••••••• A••••••• C••• | A••••••••• F•••••••• S•••••••• L•• | Nov 16, 2011 | Nov 17, 2011 | 1 | Firm change | Other |
| O•••• F•• I••• | W••••••••• F•••••••• A••••••• C••• | Mar 28, 2006 | Apr 3, 2006 | 6 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | O•••• F•• I••• | Jul 1, 2004 | Nov 17, 2005 | 504 | Firm change after gap | Other |