DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gregory Scott Norris

Apex Investment Groupindependent RIAGeorges Mills, Nh IA-onlyIAPD 1668830

Certified Financial Planner

Feed of 09/15/2026

Also filed as Gregory Norris

At current firm

1 y

since May 13, 2025

In the industry

25 y

since Sep 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Business email: gnorris@apexinvest.orgreportedapexinvest.orgfirm site, Sep 17, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Apex Investment Group independent RIA current
since May 13, 2025 · Georges Mills, Nh
Barrell Investment Group, Inc. former
Apr 17, 2018 to Aug 5, 2025 · Georges Mills, Nh
Ameriprise Financial Services, LLC national BD
Nov 17, 2011 to Apr 12, 2018 · East Hartford, Ct
Westminster Financial Advisory Corp independent RIA
Apr 3, 2006 to Nov 16, 2011 · Beavercreek, Oh
Osaic Fs, Inc. former
Nov 17, 2005 to Mar 28, 2006 · Quechee, Vt
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 1, 2003 to Jul 1, 2004 · Concord, Nh

Moves

a registration end followed by a registration begin elsewhere

Barrell Investment Group, Inc. to Apex Investment Group
left Aug 5, 2025, registered May 13, 2025 (-84 days) · RIA to RIA
Ameriprise Financial Services, LLC to Barrell Investment Group, Inc.
left Apr 12, 2018, registered Apr 17, 2018 (5 days) · Affiliated broker-dealer or bank to a newly registered adviser
Westminster Financial Advisory Corp to Ameriprise Financial Services, LLC
left Nov 16, 2011, registered Nov 17, 2011 (1 days) · Other
Osaic Fs, Inc. to Westminster Financial Advisory Corp
left Mar 28, 2006, registered Apr 3, 2006 (6 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osaic Fs, Inc.
left Jul 1, 2004, registered Nov 17, 2005 (504 days) · Other

Signals

Gregory Scott Norris left Barrell Investment Group, Inc. for Apex Investment Group (registered 2025-05-13)
Aug 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address