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RIA / WealthAdvisorCertified Financial Planner35 years in industry

MICHAEL GARY BALL

Advisor at FOCUS PARTNERS WEALTH, LLC

Alpine, UT

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Search this name across graphsid dfx:ria:ebb6651b-ad58-a278-8eab-64eeaca9be5f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jun 15, 1993
First registration: Mar 31, 2000
Dual registered: no
Other names: MICHAEL BALL
IAPD individual key: 1915309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jan 11, 2026	n/a	yes	Alpine, UT	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Apr 1, 2025	Mar 20, 2026	no	Alpine, UT	Previous registration
TRANSFORM WEALTH, LLC	Former SEC adviser	Apr 13, 2019	Apr 3, 2025	no	Denver, CO\|GREENWOOD VILLAGE, CO\|Alpine, UT	Previous registration
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	Nov 30, 2001	Dec 31, 2002	no	DENVER, CO\|ALAMOSA, CO	Previous registration
WEATHERSTONE CAPITAL MANAGEMENT	Former SEC adviser	Mar 31, 2000	Apr 11, 2019	no	DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHCOAST ASSET MANAGEMENT LLC	FOCUS PARTNERS WEALTH, LLC	Mar 20, 2026	Jan 11, 2026	-68	Bulk transfer	RIA to RIA
TRANSFORM WEALTH, LLC	NORTHCOAST ASSET MANAGEMENT LLC	Apr 3, 2025	Apr 1, 2025	-2	Firm change	RIA to RIA
WEATHERSTONE CAPITAL MANAGEMENT	CENTAURUS FINANCIAL, INC.	Apr 11, 2019	Nov 30, 2001	-6,341	Firm change after gap	Other
CENTAURUS FINANCIAL, INC.	TRANSFORM WEALTH, LLC	Dec 31, 2002	Apr 13, 2019	5,947	Firm change after gap	Other

Relationships

Registered with (5)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jan 11, 2026 to presentfactForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Apr 1, 2025 to Mar 20, 2026factForm ADV
→ TRANSFORM WEALTH, LLCRegistered adviserregistration: previous registration
Apr 13, 2019 to Apr 3, 2025factForm ADV
→ WEATHERSTONE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Mar 31, 2000 to Apr 11, 2019factForm ADV
→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 30, 2001 to Dec 31, 2002factForm ADV

Dated events

Occurred
Apr 3, 2025
Advisor changed firm
Michael Gary Ball left Transform Wealth, Llc for Northcoast Asset Management Llc (registered 2025-04-01)
Form ADVobserved 6 days ago