DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Gary Ball
Certified Financial Planner
Feed of 09/14/2026
Also filed as Michael Ball
At current firm
0 y
since Jan 11, 2026
In the industry
35 y
since Dec 1, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Focus Partners Wealth, LLC independent RIA currentsince Jan 11, 2026 · Alpine, Ut
- Northcoast Asset Management LLC independent RIAApr 1, 2025 to Mar 20, 2026 · Alpine, Ut
- Transform Wealth, LLC formerApr 13, 2019 to Apr 3, 2025 · Denver, Co
- Centaurus Financial, Inc. BD affiliatedNov 30, 2001 to Dec 31, 2002 · Denver, Co
- Weatherstone Capital Management formerMar 31, 2000 to Apr 11, 2019 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- Northcoast Asset Management LLC to Focus Partners Wealth, LLCleft Mar 20, 2026, registered Jan 11, 2026 (-68 days) · corporate re-registration, not a move
- Transform Wealth, LLC to Northcoast Asset Management LLCleft Apr 3, 2025, registered Apr 1, 2025 (-2 days) · RIA to RIA
- Weatherstone Capital Management to Centaurus Financial, Inc.left Apr 11, 2019, registered Nov 30, 2001 (-6341 days) · Other
- Centaurus Financial, Inc. to Transform Wealth, LLCleft Dec 31, 2002, registered Apr 13, 2019 (5947 days) · Other
Signals
- Michael Gary Ball left Transform Wealth, Llc for Northcoast Asset Management Llc (registered 2025-04-01)Apr 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address