RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•••••• Z•••••
- L••••• B••• F••••••••• L•• state registered currentsince May 28, 2026 · Papillion, Ne
- W••••••••• P••••••• formerMar 17, 2015 to Jul 21, 2015 · Omaha, Ne
- Q•• F•••••••• L•• unclassifiedJan 9, 2009 to Feb 11, 2011 · Omaha, Ne
- C••••••••• A•••••••• I•• formerDec 18, 2006 to Sep 2, 2008 · West Conshohocken, Pa
- S••••••••• A•••••• A•••••••• I••• formerJul 23, 2003 to Oct 17, 2006 · Omaha, Ne
- W••••••••• P••••••• to L••••• B••• F••••••••• L••left Jul 21, 2015, registered May 28, 2026 (3964 days) · Other
- Q•• F•••••••• L•• to W••••••••• P•••••••left Feb 11, 2011, registered Mar 17, 2015 (1495 days) · Other
- C••••••••• A•••••••• I•• to Q•• F•••••••• L••left Sep 2, 2008, registered Jan 9, 2009 (129 days) · Other
- S••••••••• A•••••• A•••••••• I••• to C••••••••• A•••••••• I••left Oct 17, 2006, registered Dec 18, 2006 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address