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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

BRIAN MICHAEL GROSS

Advisor at STATE FARM INVESTMENT MANAGEMENT CORP.

Weeping Water, NE

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Search this name across graphsid dfx:ria:ec005df2-1951-84b2-43f6-8e31444ea043

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STATE FARM INVESTMENT MANAGEMENT CORP.
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 12, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 4
Exams: S65|S63|S66
First exam: Apr 12, 2005
First registration: Jul 21, 2005
Dual registered: yes, broker-dealer
Other names: BRIAN MICHAEL GROFF
IAPD individual key: 2761029

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STATE FARM INVESTMENT MANAGEMENT CORP.	Asset manager	Aug 4, 2020	n/a	yes	Weeping Water, NE	Current employment
CETERA ADVISORS LLC	Former SEC adviser	Feb 18, 2011	Dec 19, 2016	no	GREENWOOD VILLAGE, CO\|OMAHA, NE	Previous registration
QA3 FINANCIAL LLC	n/a	May 5, 2008	Feb 11, 2011	no	OMAHA, NE\|OMAHA, NE	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Apr 21, 2006	May 8, 2008	no	MANCHESTER, NH\|OMAHA, NE	Previous registration
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 21, 2005	Apr 20, 2006	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISORS LLC	STATE FARM INVESTMENT MANAGEMENT CORP.	Dec 19, 2016	Aug 4, 2020	1,324	Firm change after gap	Other
QA3 FINANCIAL LLC	CETERA ADVISORS LLC	Feb 11, 2011	Feb 18, 2011	7	Firm change	Other
CETERA ADVISORS LLC	QA3 FINANCIAL LLC	May 8, 2008	May 5, 2008	-3	Firm change	Other
AMERITAS ADVISORY SERVICES	CETERA ADVISORS LLC	Apr 20, 2006	Apr 21, 2006	1	Firm change	Other

Relationships

Registered with (4)

→ STATE FARM INVESTMENT MANAGEMENT CORP.Registered adviserregistration: current employment
Aug 4, 2020 to presentfactForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Feb 18, 2011 to Dec 19, 2016factForm ADV
→ QA3 FINANCIAL LLCRegistered adviserregistration: previous registration
May 5, 2008 to Feb 11, 2011factForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 21, 2005 to Apr 20, 2006factForm ADV

Dated events

No dated event names this entity yet.