RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• G••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 4, 2020 · Weeping Water, Ne
- C••••• A••••••• L•• formerFeb 18, 2011 to Dec 19, 2016 · Greenwood Village, Co
- Q•• F•••••••• L•• unclassifiedMay 5, 2008 to Feb 11, 2011 · Omaha, Ne
- C••••• A••••••• L•• formerApr 21, 2006 to May 8, 2008 · Manchester, Nh
- A••••••• A••••••• S••••••• formerJul 21, 2005 to Apr 20, 2006 · Omaha, Ne
- C••••• A••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Dec 19, 2016, registered Aug 4, 2020 (1324 days) · Other
- Q•• F•••••••• L•• to C••••• A••••••• L••left Feb 11, 2011, registered Feb 18, 2011 (7 days) · Other
- C••••• A••••••• L•• to Q•• F•••••••• L••left May 8, 2008, registered May 5, 2008 (-3 days) · Other
- A••••••• A••••••• S••••••• to C••••• A••••••• L••left Apr 20, 2006, registered Apr 21, 2006 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address