DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Semita Asset Management

Former SEC-registered adviserHouston, TexasCRD 226757SEC 801-96341IAPD
Legal name Semita Asset Management LLC
Latest filing Mar 16, 2021
First filing on the tape May 18, 2015 · 23 filings
RAUM
$69.3M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
98%
$67.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$99.6M as of Feb 25, 2020
Mar 25, 2016$97.5M then
HNW client RAUM$75.7M as of Feb 25, 2020
Mar 30, 2018$98.0M then
State-registered IARs (5.B.3)4 as of Feb 25, 2020
Mar 25, 20163 then
Employees (5.A)4 as of Feb 25, 2020
Mar 25, 20163 then
Private funds: no history
RAUM -26% over the last fiscal year-12% a year over threeIARs 4 to 2
Practice profile
derived from the filing of Mar 16, 2021; every figure names its basis
RAUM per advisor
$34.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
34derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$339,462derivedHNW RAUM over HNW clients
Average account
$364,655derivedRAUM over accounts (5.F.2.f)
Discretionary
88%derivedof RAUM
Institutional
1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-51%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$56.3M81%
  • High-net-worth individuals$11.5M17%
  • Pension and profit-sharing plans$740,2671.1%
  • Corporations and businesses$667,2621.0%
Individual clients
34reported
HNW clients
34reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
190reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Alan Michael Meagher · Managing Member, Chief Executive Officer, Chief Compliance Officer, Designated Officercontrol
    since 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 258 to 190
    Feb 1, 2021 to Feb 22, 2021
  • Corporate clients · 6 to 2
    Feb 1, 2021 to Feb 22, 2021
  • HNW clients · 56 to 34
    Feb 1, 2021 to Feb 22, 2021
  • Individual clients · 60 to 34
    Feb 1, 2021 to Feb 22, 2021
  • Pension plan clients · 3 to 1
    Feb 1, 2021 to Feb 22, 2021
  • Discretionary RAUM · $98.2M to $61.3M
    Feb 1, 2021 to Feb 22, 2021
  • HNW RAUM · $75.7M to $11.5M
    Feb 1, 2021 to Feb 22, 2021
  • Individual RAUM · $15.4M to $56.3M
    Feb 1, 2021 to Feb 22, 2021
  • Non-discretionary RAUM · $1.3M to $8.0M
    Feb 1, 2021 to Feb 22, 2021
  • Pension RAUM · $1.6M to $740,267
    Feb 1, 2021 to Feb 22, 2021
  • RAUM · $99.6M to $69.3M
    Feb 1, 2021 to Feb 22, 2021
  • Advisory employees · 3 to 2
    Nov 13, 2020 to Feb 1, 2021
  • Employees · 3 to 2
    Nov 13, 2020 to Feb 1, 2021
  • State-registered IARs · 3 to 2
    Nov 13, 2020 to Feb 1, 2021
  • Advisory employees · 4 to 3
    Feb 25, 2020 to Jun 30, 2020
  • Employees · 4 to 3
    Feb 25, 2020 to Jun 30, 2020
  • State-registered IARs · 4 to 3
    Feb 25, 2020 to Jun 30, 2020
  • Accounts · 247 to 258
    Oct 1, 2019 to Feb 25, 2020
  • Charity clients · 4.0 to unset
    Oct 1, 2019 to Feb 25, 2020
  • Corporate clients · 5 to 6
    Oct 1, 2019 to Feb 25, 2020
  • HNW clients · 228 to 56
    Oct 1, 2019 to Feb 25, 2020
  • Individual clients · 10 to 60
    Oct 1, 2019 to Feb 25, 2020
  • Pension plan clients · unset to 3.0
    Oct 1, 2019 to Feb 25, 2020
  • Financial planning clients · 0 to 26-50
    Oct 1, 2019 to Feb 25, 2020
  • Discretionary RAUM · $100M to $98.2M
    Oct 1, 2019 to Feb 25, 2020
  • HNW RAUM · $97.8M to $75.7M
    Oct 1, 2019 to Feb 25, 2020
  • Individual RAUM · $500,000 to $15.4M
    Oct 1, 2019 to Feb 25, 2020
  • Non-discretionary RAUM · $0 to $1.3M
    Oct 1, 2019 to Feb 25, 2020
  • Pension RAUM · unset to 1620000.0
    Oct 1, 2019 to Feb 25, 2020
  • RAUM · $100M to $99.6M
    Oct 1, 2019 to Feb 25, 2020
  • Advisory activities · 5 to 6
    May 3, 2019 to Oct 1, 2019
  • Charity clients · 5 to 4
    May 3, 2019 to Oct 1, 2019
  • HNW clients · 217 to 228
    May 3, 2019 to Oct 1, 2019
  • Individual clients · 20 to 10
    May 3, 2019 to Oct 1, 2019
  • Discretionary RAUM · $93.5M to $100M
    May 3, 2019 to Oct 1, 2019
  • HNW RAUM · $88.1M to $97.8M
    May 3, 2019 to Oct 1, 2019
  • Individual RAUM · $900,000 to $500,000
    May 3, 2019 to Oct 1, 2019
  • RAUM · $93.5M to $100M
    May 3, 2019 to Oct 1, 2019
  • Accounts · 278 to 247
    Mar 31, 2018 to Mar 19, 2019
  • HNW clients · 248 to 217
    Mar 31, 2018 to Mar 19, 2019
Signals
3 dated events
  • Justin Alexander Reede left Semita Asset Management for The Mather Group, Llc (registered 2022-08-17)
    Aug 15, 2022 · Advisor changed firm · fact
  • Casey James Hodges (Chief Compliance Officer, Chief Operating Officer) no longer on Schedule A of Semita Asset Management (listed 2020-02-25, absent 2020-06-30)
    Jun 30, 2020 · Control person left · inference
  • Semita Asset Management filed its initial SEC registration (Form ADV)
    May 18, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026