RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Feb 18, 2026 · Costa Mesa, Ca
- L••••• M••••••••• C• I•• formerNov 15, 2012 to Oct 30, 2013 · San Jose, Ca
- A•••• C•••• I••••••••• L•• formerDec 8, 2011 to Apr 30, 2026 · Newport Beach, Ca
- T•• I••••••••• formerJan 10, 2008 to Dec 20, 2012 · Los Angeles, Ca
- L•• F•••••••• L•• BD affiliatedDec 18, 1997 to Jan 28, 2008 · Los Angeles, Ca
- A•••• C•••• I••••••••• L•• to L••••• M••••••••• C• I••left Apr 30, 2026, registered Nov 15, 2012 (-4914 days) · Other
- L••••• M••••••••• C• I•• to C•••••••left Oct 30, 2013, registered Feb 18, 2026 (4494 days) · Other
- T•• I••••••••• to A•••• C•••• I••••••••• L••left Dec 20, 2012, registered Dec 8, 2011 (-378 days) · Other
- L•• F•••••••• L•• to T•• I•••••••••left Jan 28, 2008, registered Jan 10, 2008 (-18 days) · Other
- T••• R•••••• W•••• left A•••• C•••• I••••••••• L•• for L••••• M••••••••• C• I•• (registered 2012-11-15)Apr 30, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address