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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst16 years in industry

VINCENT GLEN LEARNED

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:ecdc887b-b8fc-878f-2d19-84000f771fd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Feb 21, 2010
First registration: Mar 1, 2010
Dual registered: no
Other names: VINCENT LEARNED
IAPD individual key: 5749771

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	Jan 21, 2015	n/a	yes	ALISO VIEJO, CA	Current employment
U.S. BANCORP ADVISORS, LLC	Bd affiliated wealth	Nov 18, 2013	Dec 8, 2014	no	CORONA, CA\|HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|FOUNTAIN VALLEY, CA\|CORONA, CA\|CHINO HILLS, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 7, 2011	Nov 27, 2012	no	HONOLULU, HI	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Jul 9, 2010	Feb 15, 2011	no	AIEA, HI\|HONOLULU, HI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 1, 2010	Jun 30, 2010	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
U.S. BANCORP ADVISORS, LLC	WEALTHSPIRE RETIREMENT ADVISORY	Dec 8, 2014	Jan 21, 2015	44	Firm change	Other
WELLS FARGO ADVISORS	U.S. BANCORP ADVISORS, LLC	Nov 27, 2012	Nov 18, 2013	356	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	WELLS FARGO ADVISORS	Feb 15, 2011	Feb 7, 2011	-8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Jun 30, 2010	Jul 9, 2010	9	Firm change	Other

Relationships

Registered with (5)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
Jan 21, 2015 to presentfactForm ADV
→ U.S. BANCORP ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 18, 2013 to Dec 8, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 7, 2011 to Nov 27, 2012factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Jul 9, 2010 to Feb 15, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 1, 2010 to Jun 30, 2010factForm ADV

Dated events

No dated event names this entity yet.