DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Vincent Glen Learned
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Vincent Learned
At current firm
11 y
since Jan 21, 2015
In the industry
16 y
since Feb 21, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthspire Retirement Advisory institutional currentsince Jan 21, 2015 · Aliso Viejo, Ca
- U.S. Bancorp Advisors, LLC BD affiliatedNov 18, 2013 to Dec 8, 2014 · Corona, Ca
- Wells Fargo Advisors wirehouseFeb 7, 2011 to Nov 27, 2012 · Honolulu, Hi
- Bancwest Investment Services, Inc. (Bwis) formerJul 9, 2010 to Feb 15, 2011 · Aiea, Hi
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 1, 2010 to Jun 30, 2010 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Advisors, LLC to Wealthspire Retirement Advisoryleft Dec 8, 2014, registered Jan 21, 2015 (44 days) · Other
- Wells Fargo Advisors to U.S. Bancorp Advisors, LLCleft Nov 27, 2012, registered Nov 18, 2013 (356 days) · Other
- Bancwest Investment Services, Inc. (Bwis) to Wells Fargo Advisorsleft Feb 15, 2011, registered Feb 7, 2011 (-8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Bancwest Investment Services, Inc. (Bwis)left Jun 30, 2010, registered Jul 9, 2010 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address