DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B••••••

W•••• F•••• A•••••••wirehouseSt. Louis, Mo dual registrantIAPD 2934096

Feed of 09/15/2026

Also filed as D•••• Edward B••••••

At current firm

1 y

since Sep 10, 2025

In the industry

15 y

since Aug 11, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Sep 10, 2025 · St. Louis, Mo
V••••••• A•••••••• I••• BD affiliated
Dec 2, 2019 to Oct 31, 2024 · Charlotte, Nc
M••••• S•••••• wirehouse
Apr 24, 2013 to Aug 5, 2014 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 28, 2012 to Nov 28, 2012 · Charlotte, Nc
E••••••• C•••••• M••••••••• independent RIA
Aug 12, 2011 to Mar 14, 2012 · Charlotte, Nc

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to W•••• F•••• A•••••••
left Oct 31, 2024, registered Sep 10, 2025 (314 days) · Affiliated broker-dealer or bank to wirehouse
M••••• S•••••• to V••••••• A•••••••• I•••
left Aug 5, 2014, registered Dec 2, 2019 (1945 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Nov 28, 2012, registered Apr 24, 2013 (147 days) · Wirehouse to wirehouse
E••••••• C•••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 14, 2012, registered Jun 28, 2012 (106 days) · Other

Signals

D•••• B•••••• left V••••••• A•••••••• I••• for W•••• F•••• A••••••• (registered 2025-09-10)
Oct 31, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address