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RIA / WealthAdvisorCertified Financial Planner19 years in industry

Raymond Albert Panquerne

Advisor at SIGNAL ADVISORS WEALTH, LLC

BATON ROUGE, LA

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Search this name across graphsid dfx:ria:ee428d7f-7159-5d5a-e38c-9d05958242ae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIGNAL ADVISORS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 16, 2007
First registration: Apr 18, 2008
Dual registered: no
Other names: RAYMOND A PANQUERNE III|RAYMOND A PANQUERNE
IAPD individual key: 5240588

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIGNAL ADVISORS WEALTH, LLC	Independent wealth	Mar 9, 2026	n/a	yes	BATON ROUGE, LA	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Jan 9, 2018	Mar 9, 2026	no	Baton Rouge, LA	Previous registration
CFG ADVISORS LLC	n/a	Mar 19, 2015	Nov 21, 2017	no	FRISCO, TX	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 1, 2011	Feb 19, 2015	no	DALLAS, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 18, 2008	Aug 10, 2011	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	SIGNAL ADVISORS WEALTH, LLC	Mar 9, 2026	Mar 9, 2026	0	Firm change	Ibd to RIA
CFG ADVISORS LLC	LEVEL FOUR ADVISORY SERVICES	Nov 21, 2017	Jan 9, 2018	49	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	CFG ADVISORS LLC	Feb 19, 2015	Mar 19, 2015	28	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	USAA FINANCIAL PLANNING SERVICES	Aug 10, 2011	Sep 1, 2011	22	Firm change	Other

Relationships

Registered with (5)

→ SIGNAL ADVISORS WEALTH, LLCRegistered adviserregistration: current employment
Mar 9, 2026 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Jan 9, 2018 to Mar 9, 2026factForm ADV
→ CFG ADVISORS LLCRegistered adviserregistration: previous registration
Mar 19, 2015 to Nov 21, 2017factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 1, 2011 to Feb 19, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 18, 2008 to Aug 10, 2011factForm ADV

Dated events

Occurred
Mar 9, 2026
Advisor changed firm
Raymond Albert Panquerne left Level Four Advisory Services for Signal Advisors Wealth, Llc (registered 2026-03-09)
Form ADVobserved 6 days ago