DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Raymond Albert Panquerne
Certified Financial Planner
Feed of 09/14/2026
Also filed as Raymond A Panquerne III
At current firm
0 y
since Mar 9, 2026
In the industry
19 y
since Jan 16, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Signal Advisors Wealth, LLC independent RIA currentsince Mar 9, 2026 · Baton Rouge, La
- Level Four Advisory Services BD affiliatedJan 9, 2018 to Mar 9, 2026 · Baton Rouge, La
- Cfg Advisors LLC unclassifiedMar 19, 2015 to Nov 21, 2017 · Frisco, Tx
- Usaa Financial Planning Services formerSep 1, 2011 to Feb 19, 2015 · Dallas, Tx
- Chase Investment Services Corp. formerApr 18, 2008 to Aug 10, 2011 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- Level Four Advisory Services to Signal Advisors Wealth, LLCleft Mar 9, 2026, registered Mar 9, 2026 (0 days) · Affiliated broker-dealer or bank to independent RIA
- Cfg Advisors LLC to Level Four Advisory Servicesleft Nov 21, 2017, registered Jan 9, 2018 (49 days) · Other
- Usaa Financial Planning Services to Cfg Advisors LLCleft Feb 19, 2015, registered Mar 19, 2015 (28 days) · Other
- Chase Investment Services Corp. to Usaa Financial Planning Servicesleft Aug 10, 2011, registered Sep 1, 2011 (22 days) · Other
Signals
- Raymond Albert Panquerne left Level Four Advisory Services for Signal Advisors Wealth, Llc (registered 2026-03-09)Mar 9, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address