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RIA / WealthAdvisor27 years in industry

JAMES GERARD HUHN

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

Blairsville, GA | PHOENIX, AZ

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Search this name across graphsid dfx:ria:ee537f3d-63c4-df85-e6b6-850868a36230

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Jan 10, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 28, 2007
First registration: Jan 10, 2008
Dual registered: no
Other names: JAMES GERARD HUHN|LJAMES GERARD HUHN|JIM GERARD HUHN
IAPD individual key: 1670223

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	May 9, 2024	n/a	yes	PHOENIX, AZ\|Blairsville, GA	Current employment
IAMS WEALTH MANAGEMENT, LLC	Independent wealth	Aug 4, 2023	Jan 22, 2024	no	Blairsville, GA\|OMAHA, NE	Previous registration
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Aug 25, 2022	Jul 20, 2023	no	WHEATON, IL\|Blairsville, GA	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	May 31, 2022	Jul 14, 2022	no	BLAIRSVILLE, GA\|KENTWOOD, MI	Previous registration
SUNRIFT CAPITAL PARTNERS LLC	State registered	Jul 9, 2021	Apr 20, 2022	no	BLAIRSVILLE, GA\|PLAINFIELD, IN	Previous registration
THE BOTTOM LINE WEALTH MANAGEMENT LTD.	State registered	Jun 11, 2021	Apr 7, 2022	no	TOLEDO, OH\|BLAIRSVILLE, GA	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Nov 6, 2019	May 25, 2021	no	Clearwater, FL\|WHEATON, IL\|Blairsville, GA	Previous registration
Spc	Bd affiliated wealth	May 6, 2008	Nov 17, 2017	no	SEMINOLE, FL\|ANN ARBOR, MI\|Clearwater, FL	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jan 10, 2008	May 16, 2008	no	SEMINOLE, FL\|DUNEDIN, FL\|SEMINOLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IAMS WEALTH MANAGEMENT, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Jan 22, 2024	May 9, 2024	108	Firm change	RIA to RIA
BROOKSTONE WEALTH ADVISORS, LLC	IAMS WEALTH MANAGEMENT, LLC	Jul 20, 2023	Aug 4, 2023	15	Firm change	Other
REGAL INVESTMENT ADVISORS LLC	BROOKSTONE WEALTH ADVISORS, LLC	Jul 14, 2022	Aug 25, 2022	42	Firm change	Ibd to RIA
SUNRIFT CAPITAL PARTNERS LLC	REGAL INVESTMENT ADVISORS LLC	Apr 20, 2022	May 31, 2022	41	Firm change	Other
THE BOTTOM LINE WEALTH MANAGEMENT LTD.	SUNRIFT CAPITAL PARTNERS LLC	Apr 7, 2022	Jul 9, 2021	-272	Firm change after gap	Other
BROOKSTONE CAPITAL MANAGEMENT LLC	THE BOTTOM LINE WEALTH MANAGEMENT LTD.	May 25, 2021	Jun 11, 2021	17	Firm change	RIA to state RIA
Spc	BROOKSTONE CAPITAL MANAGEMENT LLC	Nov 17, 2017	Nov 6, 2019	719	Firm change after gap	Other
VOYA FINANCIAL ADVISORS, INC.	Spc	May 16, 2008	May 6, 2008	-10	Firm change	Other

Relationships

Registered with (9)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
May 9, 2024 to presentfactForm ADV
→ IAMS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 4, 2023 to Jan 22, 2024factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 25, 2022 to Jul 20, 2023factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
May 31, 2022 to Jul 14, 2022factForm ADV
→ SUNRIFT CAPITAL PARTNERS LLCRegistered adviserregistration: previous registration
Jul 9, 2021 to Apr 20, 2022factForm ADV
→ THE BOTTOM LINE WEALTH MANAGEMENT LTD.Registered adviserregistration: previous registration
Jun 11, 2021 to Apr 7, 2022factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 6, 2019 to May 25, 2021factForm ADV
→ SPCRegistered adviserregistration: previous registration
May 6, 2008 to Nov 17, 2017factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jan 10, 2008 to May 16, 2008factForm ADV

Dated events

Occurred
Jan 22, 2024
Advisor changed firm
James Gerard Huhn left Iams Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-05-09)
Form ADVobserved 6 days ago
Occurred
Jul 20, 2023
Advisor changed firm
James Gerard Huhn left Brookstone Wealth Advisors, Llc for Iams Wealth Management, Llc (registered 2023-08-04)
Form ADVobserved 6 days ago
Occurred
Jul 14, 2022
Advisor changed firm
James Gerard Huhn left Regal Investment Advisors Llc for Brookstone Wealth Advisors, Llc (registered 2022-08-25)
Form ADVobserved 6 days ago
Occurred
Apr 20, 2022
Advisor changed firm
James Gerard Huhn left Sunrift Capital Partners Llc for Regal Investment Advisors Llc (registered 2022-05-31)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2022
Advisor changed firm
James Gerard Huhn left The Bottom Line Wealth Management Ltd. for Sunrift Capital Partners Llc (registered 2021-07-09)
Form ADVobserved 6 days ago