DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Gerard Huhn

Foundations Investment Advisors LLCindependent RIABlairsville, Ga IA-onlyIAPD 1670223

Feed of 09/15/2026

Also filed as James Gerard Huhn

At current firm

2 y

since May 9, 2024

In the industry

27 y

since Apr 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Foundations Investment Advisors LLC independent RIA current
since May 9, 2024 · Phoenix, Az
Iams Wealth Management, LLC independent RIA
Aug 4, 2023 to Jan 22, 2024 · Blairsville, Ga
Brookstone Wealth Advisors, LLC no RAUM
Aug 25, 2022 to Jul 20, 2023 · Wheaton, Il
Regal Investment Advisors LLC BD affiliated
May 31, 2022 to Jul 14, 2022 · Blairsville, Ga
Sunrift Capital Partners LLC state registered
Jul 9, 2021 to Apr 20, 2022 · Blairsville, Ga
The Bottom Line Wealth Management Ltd. state registered
Jun 11, 2021 to Apr 7, 2022 · Toledo, Oh
Brookstone Capital Management LLC independent RIA
Nov 6, 2019 to May 25, 2021 · Clearwater, Fl
Spc BD affiliated
May 6, 2008 to Nov 17, 2017 · Seminole, Fl
Voya Financial Advisors, Inc. BD affiliated
Jan 10, 2008 to May 16, 2008 · Seminole, Fl

Moves

a registration end followed by a registration begin elsewhere

Iams Wealth Management, LLC to Foundations Investment Advisors LLC
left Jan 22, 2024, registered May 9, 2024 (108 days) · RIA to RIA
Brookstone Wealth Advisors, LLC to Iams Wealth Management, LLC
left Jul 20, 2023, registered Aug 4, 2023 (15 days) · Other
Regal Investment Advisors LLC to Brookstone Wealth Advisors, LLC
left Jul 14, 2022, registered Aug 25, 2022 (42 days) · Affiliated broker-dealer or bank to independent RIA
Sunrift Capital Partners LLC to Regal Investment Advisors LLC
left Apr 20, 2022, registered May 31, 2022 (41 days) · Other
The Bottom Line Wealth Management Ltd. to Sunrift Capital Partners LLC
left Apr 7, 2022, registered Jul 9, 2021 (-272 days) · Other
Brookstone Capital Management LLC to The Bottom Line Wealth Management Ltd.
left May 25, 2021, registered Jun 11, 2021 (17 days) · RIA to a state-registered adviser
Spc to Brookstone Capital Management LLC
left Nov 17, 2017, registered Nov 6, 2019 (719 days) · Other
Voya Financial Advisors, Inc. to Spc
left May 16, 2008, registered May 6, 2008 (-10 days) · Other

Signals

James Gerard Huhn left Iams Wealth Management, Llc for Foundations Investment Advisors Llc (registered 2024-05-09)
Jan 22, 2024 · Advisor changed firm · fact
James Gerard Huhn left Brookstone Wealth Advisors, Llc for Iams Wealth Management, Llc (registered 2023-08-04)
Jul 20, 2023 · Advisor changed firm · fact
James Gerard Huhn left Regal Investment Advisors Llc for Brookstone Wealth Advisors, Llc (registered 2022-08-25)
Jul 14, 2022 · Advisor changed firm · fact
James Gerard Huhn left Sunrift Capital Partners Llc for Regal Investment Advisors Llc (registered 2022-05-31)
Apr 20, 2022 · Advisor changed firm · fact
James Gerard Huhn left The Bottom Line Wealth Management Ltd. for Sunrift Capital Partners Llc (registered 2021-07-09)
Apr 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address