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RIA / WealthAdvisor22 years in industry

DAN DAE YOUNG UHM

Advisor at SEATTLE WEALTH MANAGEMENT LLC

SEATTLE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEATTLE WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 10, 2003
First registration: Dec 11, 2003
Dual registered: no
IAPD individual key: 4701186

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEATTLE WEALTH MANAGEMENT LLC	Independent wealth	Dec 7, 2022	n/a	yes	SEATTLE, WA	Current employment
AMERICAN INSTITUTIONAL ASSETS, LLC	Former SEC adviser	Jan 16, 2020	Dec 31, 2020	no	SEATTLE, WA	Previous registration
AMERICAN INSTITUTIONAL ASSETS, LLC	Former SEC adviser	Aug 3, 2018	Jan 15, 2020	no	SEATTLE, WA	Previous registration
SEATTLE WEALTH MANAGEMENT LLC	Independent wealth	Aug 23, 2017	Dec 31, 2020	no	SEATTLE, WA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jan 24, 2014	Mar 7, 2017	no	SAN DIEGO, CA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 17, 2009	Jan 28, 2014	no	Seattle, WA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Jan 16, 2007	Apr 21, 2009	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 13, 2004	Jan 8, 2007	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Dec 11, 2003	Sep 16, 2004	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN INSTITUTIONAL ASSETS, LLC	SEATTLE WEALTH MANAGEMENT LLC	Dec 31, 2020	Dec 7, 2022	706	Firm change after gap	Other
SEATTLE WEALTH MANAGEMENT LLC	AMERICAN INSTITUTIONAL ASSETS, LLC	Dec 31, 2020	Aug 3, 2018	-881	Firm change after gap	Other
COMMONWEALTH FINANCIAL NETWORK	SEATTLE WEALTH MANAGEMENT LLC	Mar 7, 2017	Aug 23, 2017	169	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	Jan 28, 2014	Jan 24, 2014	-4	Firm change	Ibd to ibd
WAMU INVESTMENTS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Apr 21, 2009	Apr 17, 2009	-4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WAMU INVESTMENTS, INC.	Jan 8, 2007	Jan 16, 2007	8	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 16, 2004	Sep 13, 2004	-3	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:285877:WA:2017-03-07	Mar 7, 2017	Aug 23, 2017	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ SEATTLE WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Aug 23, 2017 to Dec 31, 2020factForm ADV
→ AMERICAN INSTITUTIONAL ASSETS, LLCRegistered adviserregistration: previous registration
Jan 16, 2020 to Dec 31, 2020factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Jan 24, 2014 to Mar 7, 2017factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2009 to Jan 28, 2014factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 16, 2007 to Apr 21, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 13, 2004 to Jan 8, 2007factForm ADV

Dated events

No dated event names this entity yet.