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RIA / WealthAdvisorCertified Financial Planner13 years in industry

Ryan Thomas Kelly

Advisor at DUKE AND DUKE WEALTH MANAGEMENT LLC

DOYLESTOWN, PA

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Search this name across graphsid dfx:ria:eeb3aa10-c430-1312-01de-e1d8f0ddf549

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jul 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DUKE AND DUKE WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Jul 14, 2014
First registration: Jul 14, 2014
Dual registered: no
Other names: RYAN THOMAS KELLY|Ryan Kelly
IAPD individual key: 5643367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DUKE AND DUKE WEALTH MANAGEMENT LLC	State registered	Jul 16, 2026	n/a	yes	DOYLESTOWN, PA	Current employment
THRIVE WEALTH MANAGEMENT, LLC	Independent wealth	Mar 15, 2023	Jan 23, 2026	no	AUDUBON, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 18, 2022	Mar 8, 2023	no	NEW YORK, NY	Previous registration
THRIVE CAPITAL MANAGEMENT, LLC	Independent wealth	Oct 6, 2021	Jul 26, 2022	no	FORT WASHINGTON, PA	Previous registration
1914 ADVISORS	Former SEC adviser	Jul 8, 2016	Jan 31, 2019	no	WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA	Previous registration
JANNEY MONTGOMERY SCOTT LLC	Bd affiliated wealth	Jul 14, 2014	Aug 2, 2016	no	PHILADELPHIA, PA\|Media, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THRIVE WEALTH MANAGEMENT, LLC	DUKE AND DUKE WEALTH MANAGEMENT LLC	Jan 23, 2026	Jul 16, 2026	174	Firm change	RIA to state RIA
AMERIPRISE FINANCIAL SERVICES, LLC	THRIVE WEALTH MANAGEMENT, LLC	Mar 8, 2023	Mar 15, 2023	7	Firm change	Ibd to RIA
THRIVE CAPITAL MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 26, 2022	Aug 18, 2022	23	Firm change	RIA to ibd
1914 ADVISORS	THRIVE CAPITAL MANAGEMENT, LLC	Jan 31, 2019	Oct 6, 2021	979	Firm change after gap	RIA to RIA
JANNEY MONTGOMERY SCOTT LLC	1914 ADVISORS	Aug 2, 2016	Jul 8, 2016	-25	Firm change	Other

Relationships

Registered with (6)

→ DUKE AND DUKE WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ THRIVE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 15, 2023 to Jan 23, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 18, 2022 to Mar 8, 2023factForm ADV
→ THRIVE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 6, 2021 to Jul 26, 2022factForm ADV
→ 1914 ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2016 to Jan 31, 2019factForm ADV
→ JANNEY MONTGOMERY SCOTT LLCRegistered adviserregistration: previous registration
Jul 14, 2014 to Aug 2, 2016factForm ADV

Dated events

Occurred
Jan 23, 2026
Advisor changed firm
Ryan Thomas Kelly left Thrive Wealth Management, Llc for Duke And Duke Wealth Management Llc (registered 2026-07-16)
Form ADVobserved 5 days ago
Occurred
Mar 8, 2023
Advisor changed firm
Ryan Thomas Kelly left Ameriprise Financial Services, Llc for Thrive Wealth Management, Llc (registered 2023-03-15)
Form ADVobserved 5 days ago
Occurred
Jul 26, 2022
Advisor changed firm
Ryan Thomas Kelly left Thrive Capital Management, Llc for Ameriprise Financial Services, Llc (registered 2022-08-18)
Form ADVobserved 5 days ago