DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ryan Thomas Kelly

Duke And Duke Wealth Management LLCstate registeredDoylestown, PaIA-onlyIAPD 5643367

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ryan Thomas Kelly

At current firm

0 y

since Jul 16, 2026

In the industry

13 y

since Mar 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Duke And Duke Wealth Management LLC state registered current
since Jul 16, 2026 · Doylestown, Pa
Thrive Wealth Management, LLC independent RIA
Mar 15, 2023 to Jan 23, 2026 · Audubon, Pa
Ameriprise Financial Services, LLC national BD
Aug 18, 2022 to Mar 8, 2023 · New York, Ny
Thrive Capital Management, LLC independent RIA
Oct 6, 2021 to Jul 26, 2022 · Fort Washington, Pa
1914 Advisors former
Jul 8, 2016 to Jan 31, 2019 · West Conshohocken, Pa
Janney Montgomery Scott LLC BD affiliated
Jul 14, 2014 to Aug 2, 2016 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

Thrive Wealth Management, LLC to Duke And Duke Wealth Management LLC
left Jan 23, 2026, registered Jul 16, 2026 (174 days) · RIA to a state-registered adviser
Ameriprise Financial Services, LLC to Thrive Wealth Management, LLC
left Mar 8, 2023, registered Mar 15, 2023 (7 days) · Affiliated broker-dealer or bank to independent RIA
Thrive Capital Management, LLC to Ameriprise Financial Services, LLC
left Jul 26, 2022, registered Aug 18, 2022 (23 days) · RIA to affiliated broker-dealer or bank
1914 Advisors to Thrive Capital Management, LLC
left Jan 31, 2019, registered Oct 6, 2021 (979 days) · RIA to RIA
Janney Montgomery Scott LLC to 1914 Advisors
left Aug 2, 2016, registered Jul 8, 2016 (-25 days) · Other

Signals

Ryan Thomas Kelly left Thrive Wealth Management, Llc for Duke And Duke Wealth Management Llc (registered 2026-07-16)
Jan 23, 2026 · Advisor changed firm · fact
Ryan Thomas Kelly left Ameriprise Financial Services, Llc for Thrive Wealth Management, Llc (registered 2023-03-15)
Mar 8, 2023 · Advisor changed firm · fact
Ryan Thomas Kelly left Thrive Capital Management, Llc for Ameriprise Financial Services, Llc (registered 2022-08-18)
Jul 26, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address