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RIA / WealthAdvisorCertified Financial Planner19 years in industry

JACOB ROBERT GODDARD

Advisor at MARINER

Portland, OR | Vancouver, WA

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Search this name across graphsid dfx:ria:eeea79ac-adfb-f1ae-816b-730bf6048a77

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 17, 2007
First registration: Feb 20, 2007
Dual registered: no
IAPD individual key: 5236571

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Mar 31, 2021	n/a	yes	Portland, OR\|Vancouver, WA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 10, 2015	Mar 4, 2021	no	SPOKANE, WA\|PORTLAND, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 21, 2014	Mar 26, 2015	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 14, 2014	Mar 26, 2015	no	Portland, OR	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Mar 14, 2011	Mar 5, 2014	no	AMERICAN FORK, UT\|TIGARD, OR\|PORTLAND, OR	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 20, 2007	May 21, 2008	no	MIDVALE, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	Mariner	Mar 4, 2021	Mar 31, 2021	27	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ADVICE AND PLANNING SERVICES	Mar 26, 2015	Apr 10, 2015	15	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Mar 26, 2015	Mar 21, 2014	-370	Channel change	Other
STRATEGIC ADVISERS LLC	TD AMERITRADE, INC.	Mar 5, 2014	Mar 14, 2014	9	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	STRATEGIC ADVISERS LLC	May 21, 2008	Mar 14, 2011	1,027	Firm change after gap	Ibd to ibd

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Mar 31, 2021 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 10, 2015 to Mar 4, 2021factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 21, 2014 to Mar 26, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 14, 2014 to Mar 26, 2015factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 14, 2011 to Mar 5, 2014factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 20, 2007 to May 21, 2008factForm ADV

Dated events

No dated event names this entity yet.