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RIA / WealthAdvisor13 years in industry

Brady Jackson

Advisor at SHEPHERD WEALTH MANAGEMENT

Louisville, KY | CINCINNATI, OH

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Search this name across graphsid dfx:ria:eeee170e-eef5-4bc4-4c54-857a94e4d042

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SHEPHERD WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Nov 7, 2024
First registration: Dec 12, 2012
Dual registered: no
Other names: Brady Jackson|Brady LEE Jackson
IAPD individual key: 6122121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SHEPHERD WEALTH MANAGEMENT	Independent wealth	Oct 2, 2025	n/a	yes	Louisville, KY\|CINCINNATI, OH	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 8, 2024	Oct 3, 2025	no	LOUISVILLE, KY	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	May 1, 2024	no	Louisville, KY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 4, 2021	Sep 7, 2023	no	Louisville, KY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 4, 2021	Oct 14, 2022	no	Louisville, KY	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jan 26, 2021	Mar 30, 2021	no	LOUISVILLE, KY\|Louisville, KY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Jan 11, 2021	no	Louisville, KY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Dec 31, 2020	no	OMAHA, NE\|LOUISVILLE, KY	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 27, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
WADDELL & REED	Former SEC adviser	Dec 12, 2012	Mar 8, 2013	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SHEPHERD WEALTH MANAGEMENT	Oct 3, 2025	Oct 2, 2025	-1	Firm change	Wirehouse to RIA
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 1, 2024	Nov 8, 2024	191	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	May 4, 2021	-528	Bulk transfer	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	Mar 30, 2021	May 4, 2021	35	Firm change	Other
TD AMERITRADE, INC.	PNC WEALTH MANAGEMENT	Jan 11, 2021	Jan 26, 2021	15	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Dec 31, 2020	Feb 27, 2018	-1,038	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
WADDELL & REED	SCOTTRADE INVESTMENT MANAGEMENT	Mar 8, 2013	Mar 27, 2017	1,480	Firm change after gap	Other

Relationships

Registered with (8)

→ SHEPHERD WEALTH MANAGEMENTRegistered adviserregistration: current employment
Oct 2, 2025 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 8, 2024 to Oct 3, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to May 1, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2021 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 4, 2021 to Oct 14, 2022factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 26, 2021 to Mar 30, 2021factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 27, 2017 to Feb 26, 2018factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Dec 12, 2012 to Mar 8, 2013factForm ADV

Dated events

Occurred
Oct 3, 2025
Advisor changed firm
Brady Jackson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Shepherd Wealth Management (registered 2025-10-02)
Form ADVobserved 4 days ago
Occurred
May 1, 2024
Advisor changed firm
Brady Jackson left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-11-08)
Form ADVobserved 4 days ago