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Advisor at ABLE FINANCIAL GROUP, LLC
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ABLE FINANCIAL GROUP, LLC | Independent wealth | Jan 12, 2023 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 19, 2015 | Feb 7, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 25, 2004 | Jun 22, 2015 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ABLE FINANCIAL GROUP, LLC | Feb 7, 2023 | Jan 12, 2023 | -26 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jun 22, 2015 | Jun 19, 2015 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:323646:AZ:2023-02-07 | Feb 7, 2023 | Jan 12, 2023 | SCOTTSDALE, AZ | Firm change |