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Advisor at HIGHPOINT PLANNING PARTNERS
Lake Zurich, IL | DOWNERS GROVE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHPOINT PLANNING PARTNERS | Independent wealth | Dec 9, 2021 | n/a | yes | DOWNERS GROVE, IL|Lake Zurich, IL | Current employment |
| HIGHPOINT ADVISOR GROUP, LLC | Former SEC adviser | Jun 26, 2018 | Dec 31, 2021 | no | Barrington, IL|DOWNERS GROVE, IL | Previous registration |
| FSC SECURITIES CORPORATION | Former SEC adviser | Sep 16, 2009 | May 18, 2012 | no | BARRINGTON, IL|OAK BROOK, IL | Previous registration |
| WATERSTONE FINANCIAL GROUP, INC. | n/a | Nov 18, 2003 | Sep 2, 2009 | no | VILLA PARK, IL|ITASCA, IL | Previous registration |
| MACBETH & ASSOCIATES, INC. | n/a | Oct 26, 2000 | Dec 5, 2003 | no | VILLA PARK, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHPOINT ADVISOR GROUP, LLC | HIGHPOINT PLANNING PARTNERS | Dec 31, 2021 | Dec 9, 2021 | -22 | Bulk transfer | RIA to new firm |
| FSC SECURITIES CORPORATION | HIGHPOINT ADVISOR GROUP, LLC | May 18, 2012 | Jun 26, 2018 | 2,230 | Firm change after gap | Other |
| WATERSTONE FINANCIAL GROUP, INC. | FSC SECURITIES CORPORATION | Sep 2, 2009 | Sep 16, 2009 | 14 | Firm change | Other |
| MACBETH & ASSOCIATES, INC. | WATERSTONE FINANCIAL GROUP, INC. | Dec 5, 2003 | Nov 18, 2003 | -17 | Firm change | Other |