G••• A••• R••••

Advisor at B•••••••••

SAN FRANCISCO, CA | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef40eef8-3f7f-6736-7b6f-158cbf0f68e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 16, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••••	Independent wealth	Jun 22, 2023	n/a	yes	Houston, TX\|SAN FRANCISCO, CA	Current employment
W••••• J•••••• W•••••	Independent wealth	Jun 7, 2021	Feb 20, 2023	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••• J•••••• W•••••	B•••••••••	Feb 20, 2023	Jun 22, 2023	122	Firm change	RIA to RIA
M••••• S••••••	W••••• J•••••• W•••••	Jun 1, 2021	Jun 7, 2021

Relationships

Registered with (6)

→ B•••••••••Registered adviserregistration: current employment
Jun 22, 2023 to presentfactForm ADV
→ W••••• J•••••• W•••••Registered adviserregistration: previous registration
Jun 7, 2021 to Feb 20, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Apr 20, 2020 to Jun 1, 2021factForm ADV
→ M••••• G••••• A••••••• I•••

Dated events

Occurred
Feb 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ef40eef8-3f7f-6736-7b6f-158cbf0f68e8
First observed: Aug 16, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.