DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Glen Alan Rives
Certified Financial Planner
Feed of 09/14/2026
Also filed as Glen Alan Rives
At current firm
3 y
since Jun 22, 2023
In the industry
28 y
since Sep 16, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Bakeravenue independent RIA currentsince Jun 22, 2023 · Houston, Tx
- Willis Johnson Wealth independent RIAJun 7, 2021 to Feb 20, 2023 · Houston, Tx
- Morgan Stanley wirehouseApr 20, 2020 to Jun 1, 2021 · Houston, Tx
- Mercer Global Advisors Inc. independent RIAMar 14, 2018 to Oct 16, 2019 · Houston, Tx
- Raymond James & Associates, Inc. national BDJan 8, 2014 to Jun 2, 2014 · St. Petersburg, Fl
- Wells Fargo Advisors wirehouseAug 16, 2011 to Jul 13, 2012 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- Willis Johnson Wealth to Bakeravenueleft Feb 20, 2023, registered Jun 22, 2023 (122 days) · RIA to RIA
- Morgan Stanley to Willis Johnson Wealthleft Jun 1, 2021, registered Jun 7, 2021 (6 days) · Wirehouse to independent RIA
- Mercer Global Advisors Inc. to Morgan Stanleyleft Oct 16, 2019, registered Apr 20, 2020 (187 days) · RIA to wirehouse
- Raymond James & Associates, Inc. to Mercer Global Advisors Inc.left Jun 2, 2014, registered Mar 14, 2018 (1381 days) · Other
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Jul 13, 2012, registered Jan 8, 2014 (544 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Glen Alan Rives left Willis Johnson Wealth for Bakeravenue (registered 2023-06-22)Feb 20, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address