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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

DAVID M WENTLAND

Advisor at CETERA INVESTMENT ADVISERS LLC

Mesa, AZ | Scottsdale, AZ

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Search this name across graphsid dfx:ria:ef4d545a-bbb9-42f7-e033-870bb9034cbc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 13, 2021
First registration: Jul 11, 2013
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL WENTLAND
IAPD individual key: 5186209

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 23, 2026	n/a	yes	Scottsdale, AZ\|Mesa, AZ	Current employment
BLUEPRINT FINANCIAL ADVISORS	Independent wealth	Feb 13, 2024	Jan 20, 2026	no	CHARLOTTE, NC\|Mesa, AZ	Previous registration
MSH CAPITAL ADVISORS LLC	Independent wealth	Aug 28, 2020	Feb 21, 2024	no	SCOTTSDALE, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 11, 2013	Apr 10, 2017	no	PRESCOTT, AZ\|PRESCOTT VALLEY, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLUEPRINT FINANCIAL ADVISORS	CETERA INVESTMENT ADVISERS LLC	Jan 20, 2026	Jan 23, 2026	3	Firm change	RIA to ibd
MSH CAPITAL ADVISORS LLC	BLUEPRINT FINANCIAL ADVISORS	Feb 21, 2024	Feb 13, 2024	-8	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSH CAPITAL ADVISORS LLC	Apr 10, 2017	Aug 28, 2020	1,236	Firm change after gap	Wirehouse to RIA

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jan 23, 2026 to presentfactForm ADV
→ BLUEPRINT FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 13, 2024 to Jan 20, 2026factForm ADV
→ MSH CAPITAL ADVISORS LLCRegistered adviserregistration: previous registration
Aug 28, 2020 to Feb 21, 2024factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 11, 2013 to Apr 10, 2017factForm ADV

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
David M Wentland left Blueprint Financial Advisors for Cetera Investment Advisers Llc (registered 2026-01-23)
Form ADVobserved 6 days ago
Occurred
Feb 21, 2024
Advisor changed firm
David M Wentland left Msh Capital Advisors Llc for Blueprint Financial Advisors (registered 2024-02-13)
Form ADVobserved 6 days ago