DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• M• W•••••••

C••••• I••••••••• A••••••• L••BD affiliatedMesa, Az dual registrantIAPD 5186209

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••• Michael W•••••••

At current firm

0 y

since Jan 23, 2026

In the industry

13 y

since Jun 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jan 23, 2026 · Scottsdale, Az
B•••••••• F•••••••• A••••••• independent RIA
Feb 13, 2024 to Jan 20, 2026 · Charlotte, Nc
M•• C•••••• A••••••• L•• independent RIA
Aug 28, 2020 to Feb 21, 2024 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 11, 2013 to Apr 10, 2017 · Prescott, Az

Moves

a registration end followed by a registration begin elsewhere

B•••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••
left Jan 20, 2026, registered Jan 23, 2026 (3 days) · RIA to affiliated broker-dealer or bank
M•• C•••••• A••••••• L•• to B•••••••• F•••••••• A•••••••
left Feb 21, 2024, registered Feb 13, 2024 (-8 days) · RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• C•••••• A••••••• L••
left Apr 10, 2017, registered Aug 28, 2020 (1236 days) · Wirehouse to independent RIA

Signals

D•••• M• W••••••• left B•••••••• F•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2026-01-23)
Jan 20, 2026 · Advisor changed firm · fact
D•••• M• W••••••• left M•• C•••••• A••••••• L•• for B•••••••• F•••••••• A••••••• (registered 2024-02-13)
Feb 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address