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CRD 151790
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AMORE, JOHN, VINCENT | EVP, WEALTH MANAGEMENT | Na | yes | 10/2019 | Mar 31, 2022 | Nov 8, 2024 |
| BENNETT, JOEL, VAN | SVP, CHIEF FINANCIAL OFFICER | Na | yes | 10/2016 | May 8, 2017 | Nov 8, 2024 |
| CHESTER, KRISTEN, LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | Na | yes | 02/2019 | Mar 29, 2019 | Nov 8, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS A, INC. | Owner | E | yes | 10/2014 | Jul 21, 2016 | Nov 8, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS B, INC. | Owner | E | yes | 10/2014 | Jul 21, 2016 | Nov 8, 2024 |
| KESTRA ADVISOR SERVICES HOLDINGS C, INC. | Owner | E | yes | 10/2014 | Jul 21, 2016 | Nov 8, 2024 |
| KESTRA FINANCIAL, INC. | MANAGING MEMBER | E | yes | 10/2014 | Jul 21, 2016 | Nov 8, 2024 |
| KINGFISHER HOLDING A, INC. | Owner | E | yes | 06/2019 | Jun 26, 2019 | Nov 8, 2024 |
| KINGFISHER HOLDING B, INC. | Owner | E | yes | 06/2019 | Jun 26, 2019 | Nov 8, 2024 |
| KINGFISHER HOLDING GP, LLC | GENERAL PARTNER | F | yes | 06/2019 | Jun 26, 2019 | Nov 8, 2024 |
| KINGFISHER HOLDING, L.P. | Owner | E | yes | 06/2019 | Jun 26, 2019 | Nov 8, 2024 |
| LANGLOIS, STEPHEN, RUSSELL | President | Na | yes | 03/2021 | Mar 31, 2021 | Nov 8, 2024 |
| NORWOOD, ROBERT, BREDT | EVP, GENERAL COUNSEL | Na | yes | 04/2016 | Jul 21, 2016 | Nov 8, 2024 |
| OAK HILL CAPITAL PARTNERS VI (ONSHORE), L.P. | Owner | C | yes | 02/2023 | Mar 8, 2023 | Nov 8, 2024 |
| OAK HILL CAPITAL PARTNERS VI (TE 892), L.P. | Owner | C | yes | 02/2023 | Mar 8, 2023 | Nov 8, 2024 |
| OHCP VI ENZO AGGREGATOR, L.P. | Owner | C | yes | 02/2023 | Mar 8, 2023 | Nov 8, 2024 |
| WARBURG PINCUS FINANCIAL SECTOR, L.P. | LIMITED PARTNER | C | yes | 06/2019 | Jun 26, 2019 | Nov 8, 2024 |
| Dupont, Jean-Luc | VP, CHIEF INFORMATION SECURITY OFFICE | Na | no | 07/2023 | Sep 11, 2023 | Nov 8, 2024 |
| PEDLOW, MICHAEL, ROSS | CHIEF COMPLIANCE OFFICER, EVP | Na | no | 06/2015 | Mar 30, 2012 | Nov 8, 2024 |
| YIN, YIN | VICE PRESIDENT, CONTROLLER | Na | no | 06/2009 | Mar 30, 2012 | Nov 8, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| KESTRA ADVISORY SERVICES, LLC | n/a | Bd affiliated wealth | $80B | N | yes | n/a |
| KESTRA PRIVATE WEALTH SERVICES, LLC | n/a | Bd affiliated wealth | $13B | N | yes | n/a |
| KESTRA INVESTMENT SERVICES, LLC | n/a | Former SEC adviser | $12B | N | yes | n/a |
| SNS FINANCIAL GROUP, LLC | n/a | Independent wealth | $5.4B | N | yes | n/a |
| KESTRA INVESTMENT MANAGEMENT, LLC. | n/a | Asset manager | $4.3B | N | yes | n/a |
| PROVISE MANAGEMENT GROUP, LLC | n/a | Independent wealth | $2.0B | N | yes | n/a |
| RODGERS & ASSOCIATES, LLC | n/a | Independent wealth | $1.6B | N | yes | n/a |
| CAPITAL PLANNING ADVISORS LLC | n/a | Former SEC adviser | $1.5B | N | yes | n/a |
| BEACON RETIREMENT PLANNING SERVICES INC. | n/a | Independent wealth | $1.3B | N | yes | n/a |
| RITTER DANIHER FINANCIAL ADVISORY LLC | n/a | Former SEC adviser | $936M | N | yes | n/a |
| BEDELL FRAZIER INVESTMENT COUNSELLING, LLC. | n/a | Former SEC adviser | $872M | N | yes | n/a |
| HUGHES FINANCIAL SERVICES, LLC | n/a | Independent wealth | $760M | N | yes | n/a |
| HEDEKER WEALTH LLC | n/a | Independent wealth | $595M | N | yes | n/a |
| TATRO CAPITAL, LLC | n/a | Former SEC adviser | $277M | N | yes | n/a |
| HICKORY ASSET MANAGEMENT, INC. | n/a | Former SEC adviser | $249M | N | yes | n/a |
| AMERICAN FINANCIAL SOLUTIONS, INC. | n/a | n/a | n/a | N | yes | n/a |
| ARDEN TRUST COMPANY | n/a | n/a | n/a | N | yes | n/a |
| BERNARD R. WOLFE & ASSOCIATES, INC. | n/a | n/a | n/a | N | yes | n/a |
| COMPASS CAPITAL MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| COMPREHENSIVE BROKERAGE SERVICES, LLC | n/a | n/a | n/a | N | no | n/a |
| KESTRA INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| OKLAHOMA FINANCIAL CENTER, INC. | n/a | n/a | n/a | N | yes | n/a |
| VECTOR INSURANCE SERVICES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $0 | $0 | 10 | 10 | 0 | n/a | n/a |
| 2024 | Apr 14, 2025 | $0 | $0 | 10 | 10 | 0 | n/a | n/a |
| 2023 | Mar 28, 2024 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2022 | Mar 31, 2023 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | n/a | n/a | 10 | 10 | 0 | n/a | n/a |
| 2016 | Mar 31, 2017 | n/a | n/a | 10 | 10 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | n/a | n/a | 10 | 10 | n/a | n/a | n/a |
| 2014 | Mar 31, 2015 | n/a | n/a | 10 | 10 | n/a | n/a | n/a |
| 2013 | Mar 3, 2014 | n/a | n/a | 10 | 10 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | n/a | n/a | 10 | 10 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $0 | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $0 | $0 | n/a | n/a | n/a | 10 | 10 | 0 | 0 |