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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ruxian Gong

Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC

GAITHERSBURG, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ef95a3e4-1b83-2622-db66-85bbc5bf221e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 9, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Aug 8, 2019
First registration: Aug 9, 2019
Dual registered: yes, broker-dealer
Other names: Lilly Gong
IAPD individual key: 7110524

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Sep 8, 2025	n/a	yes	GAITHERSBURG, MD	Current employment
GLASS JACOBSON WEALTH ADVISORS	Independent wealth	Feb 2, 2024	Nov 14, 2024	no	OWINGS MILLS, MD	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 29, 2023	Nov 8, 2023	no	STERLING, VA\|MCLEAN, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 9, 2020	Nov 25, 2022	no	ALEXANDRIA, VA\|NEW YORK, NY\|VIENNA, VA	Previous registration
EDWARD JONES	National bd RIA	Aug 9, 2019	Feb 12, 2020	no	SPRINGFIELD, VA\|Springfield, VA\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLASS JACOBSON WEALTH ADVISORS	TRANSAMERICA FINANCIAL ADVISORS, LLC	Nov 14, 2024	Sep 8, 2025	298	Firm change	RIA to ibd
WELLS FARGO ADVISORS	GLASS JACOBSON WEALTH ADVISORS	Nov 8, 2023	Feb 2, 2024	86	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Nov 25, 2022	Jun 29, 2023	216	Firm change	Wirehouse to wirehouse
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Feb 12, 2020	Jun 9, 2020	118	Firm change	Ibd to wirehouse

Relationships

Registered with (5)

→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ GLASS JACOBSON WEALTH ADVISORSRegistered adviserregistration: previous registration
Feb 2, 2024 to Nov 14, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 29, 2023 to Nov 8, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 9, 2020 to Nov 25, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 9, 2019 to Feb 12, 2020factForm ADV

Dated events

Occurred
Nov 14, 2024
Advisor changed firm
Ruxian Gong left Glass Jacobson Wealth Advisors for Transamerica Financial Advisors, Llc (registered 2025-09-08)
Form ADVobserved 5 days ago
Occurred
Nov 8, 2023
Advisor changed firm
Ruxian Gong left Wells Fargo Advisors for Glass Jacobson Wealth Advisors (registered 2024-02-02)
Form ADVobserved 5 days ago
Occurred
Nov 25, 2022
Advisor changed firm
Ruxian Gong left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Wells Fargo Advisors (registered 2023-06-29)
Form ADVobserved 5 days ago