DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• G•••

T••••••••• F•••••••• A•••••••• L••BD affiliatedGaithersburg, Mddual registrantIAPD 7110524

Feed of 09/14/2026

Also filed as Lilly G•••

At current firm

1 y

since Sep 8, 2025

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••••• F•••••••• A•••••••• L•• BD affiliated current
since Sep 8, 2025 · Gaithersburg, Md
G•••• J••••••• W••••• A••••••• independent RIA
Feb 2, 2024 to Nov 14, 2024 · Owings Mills, Md
W•••• F•••• A••••••• wirehouse
Jun 29, 2023 to Nov 8, 2023 · Sterling, Va
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 9, 2020 to Nov 25, 2022 · Alexandria, Va
E••••• J•••• national BD
Aug 9, 2019 to Feb 12, 2020 · Springfield, Va

Moves

a registration end followed by a registration begin elsewhere

G•••• J••••••• W••••• A••••••• to T••••••••• F•••••••• A•••••••• L••
left Nov 14, 2024, registered Sep 8, 2025 (298 days) · RIA to affiliated broker-dealer or bank
W•••• F•••• A••••••• to G•••• J••••••• W••••• A•••••••
left Nov 8, 2023, registered Feb 2, 2024 (86 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Nov 25, 2022, registered Jun 29, 2023 (216 days) · Wirehouse to wirehouse
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 12, 2020, registered Jun 9, 2020 (118 days) · Affiliated broker-dealer or bank to wirehouse

Signals

R••••• G••• left G•••• J••••••• W••••• A••••••• for T••••••••• F•••••••• A•••••••• L•• (registered 2025-09-08)
Nov 14, 2024 · Advisor changed firm · fact
R••••• G••• left W•••• F•••• A••••••• for G•••• J••••••• W••••• A••••••• (registered 2024-02-02)
Nov 8, 2023 · Advisor changed firm · fact
R••••• G••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2023-06-29)
Nov 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address